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Details

MAIN STREET TRADING COMPANY NFA ID: 0269068

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent2
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CFTC Reparations Cases
Total9
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Formerly Known As
No other names
 
Business Address
6 LIBERTY
ALISO VIEJO, CA  92656
UNITED STATES
(949) 360-0298
Doing Business As
• HUME• HUME DIVISION
• NEWHALL DISCOUNT FUTURES & OPTIONS• STERLING
• STERLING DIVISION 
Listed Principals
No principals currently listed
History
 Status Effective Date
• COMMODITY POOL OPERATOR WITHDRAWN03/02/2001 
• COMMODITY TRADING ADVISOR WITHDRAWN03/02/2001 
• INTRODUCING BROKER WITHDRAWN03/02/2001 
• NFA MEMBER WITHDRAWN03/02/2001 
• COMMODITY POOL OPERATOR REGISTERED01/14/1999 
• COMMODITY TRADING ADVISOR REGISTERED01/14/1999 
• INTRODUCING BROKER REGISTERED05/22/1996 
• NFA MEMBER APPROVED05/22/1996 
• INTRODUCING BROKER PENDING01/19/1996 
• NFA MEMBER PENDING01/19/1996 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.