| ALSO SEE NFA ID 0263417 |
| |
| INTRODUCING BROKER WITHDRAWN | 12/06/2006 |
| NFA MEMBER WITHDRAWN | 12/06/2006 |
| INTRODUCING BROKER REGISTERED | 09/27/2005 |
| NFA MEMBER APPROVED | 09/27/2005 |
| INTRODUCING BROKER TEMPORARY LICENSE | 09/27/2005 |
| NFA MEMBER PENDING | 09/13/2005 |
| INTRODUCING BROKER PENDING | 09/13/2005 |
| AMERICAN FUTURES GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 04/17/1995 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/17/1995 |
| ASSOCIATED PERSON REGISTERED | 07/27/1994 |
| NFA ASSOCIATE MEMBER APPROVED | 06/13/1994 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/13/1994 |
| AMERICAN NATIONAL TRADING CORP |
| ASSOCIATED PERSON WITHDRAWN | 11/08/1993 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/08/1993 |
| ASSOCIATED PERSON REGISTERED | 09/16/1993 |
| NFA ASSOCIATE MEMBER APPROVED | 08/17/1993 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/17/1993 |
| BERMAN JONATHAN JOSEPH |
| PRINCIPAL WITHDRAWN | 05/04/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/04/2005 |
| ASSOCIATED PERSON WITHDRAWN | 05/04/2005 |
| PRINCIPAL APPROVED | 01/16/2002 |
| ASSOCIATED PERSON REGISTERED | 01/16/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 12/07/2001 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 12/07/2001 |
| NFA ASSOCIATE MEMBER PENDING | 11/28/2001 |
| ASSOCIATED PERSON PENDING | 10/16/2001 |
| PRINCIPAL PENDING | 10/16/2001 |
| PRINCIPAL WITHDRAWN | 05/06/1996 |
| PRINCIPAL APPROVED | 05/19/1995 |
| PRINCIPAL PENDING | 04/21/1995 |
| BERMAN, JONATHAN JOSEPH |
| PRINCIPAL WITHDRAWN | 12/06/2006 |
| ASSOCIATED PERSON WITHDRAWN | 12/06/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/06/2006 |
| PRINCIPAL APPROVED | 09/27/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 09/27/2005 |
| ASSOCIATED PERSON REGISTERED | 09/27/2005 |
| NFA ASSOCIATE MEMBER PENDING | 09/13/2005 |
| PRINCIPAL PENDING | 09/13/2005 |
| ASSOCIATED PERSON PENDING | 09/13/2005 |
| CYBERCTA.COM LLC |
| ASSOCIATED PERSON WITHDRAWN | 10/01/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/01/2001 |
| ASSOCIATED PERSON REGISTERED | 07/26/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 06/28/2000 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/28/2000 |
| INFINITY TRADING CO INC |
| ASSOCIATED PERSON WITHDRAWN | 06/03/1994 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/03/1994 |
| ASSOCIATED PERSON REGISTERED | 03/17/1994 |
| NFA ASSOCIATE MEMBER APPROVED | 03/10/1994 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/10/1994 |
| ASSOCIATED PERSON REGISTERED | 12/09/1993 |
| NFA ASSOCIATE MEMBER APPROVED | 11/19/1993 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/19/1993 |
| ASSOCIATED PERSON WITHDRAWN | 11/06/1993 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 11/06/1993 |
| JAGUAR TRADING |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/30/2008 |
| PRINCIPAL WITHDRAWN | 03/30/2008 |
| ASSOCIATED PERSON WITHDRAWN | 03/30/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 11/10/2006 |
| ASSOCIATED PERSON REGISTERED | 11/10/2006 |
| PRINCIPAL APPROVED | 08/22/2006 |
| NFA ASSOCIATE MEMBER PENDING | 08/22/2006 |
| ASSOCIATED PERSON PENDING | 08/22/2006 |
| MADISON FINANCIAL GROUP LLC |
| ASSOCIATED PERSON WITHDRAWN | 03/24/1999 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/24/1999 |
| ASSOCIATED PERSON REGISTERED | 11/06/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 10/15/1998 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/15/1998 |
| MG GLOBE TRADING COMPANY INC |
| ASSOCIATED PERSON WITHDRAWN | 07/30/1997 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/30/1997 |
| ASSOCIATED PERSON REGISTERED | 11/29/1996 |
| NFA ASSOCIATE MEMBER APPROVED | 10/18/1996 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/18/1996 |
| SOLOMON SMITH INC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 02/03/2000 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 02/03/2000 |
| ASSOCIATED PERSON PENDING | 01/18/2000 |
| NFA ASSOCIATE MEMBER PENDING | 01/18/2000 |
| STATEWIDE TRADING CORPORATION |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 12/27/1993 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/27/1993 |
| NFA ASSOCIATE MEMBER APPROVED | 11/07/1993 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/07/1993 |
| TGR FINANCIAL LLC |
| ASSOCIATED PERSON WITHDRAWN | 06/23/2000 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/23/2000 |
| ASSOCIATED PERSON REGISTERED | 02/23/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 02/23/2000 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 02/23/2000 |
| ASSOCIATED PERSON PENDING | 02/09/2000 |
| NFA ASSOCIATE MEMBER PENDING | 02/09/2000 |
| ASSOCIATED PERSON WITHDRAWN | 12/07/1999 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/07/1999 |
| ASSOCIATED PERSON REGISTERED | 04/30/1999 |
| NFA ASSOCIATE MEMBER APPROVED | 03/24/1999 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/24/1999 |
| TRADELINE BROKERAGE SERVICES LLC |
| ASSOCIATED PERSON WITHDRAWN | 09/09/1998 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/09/1998 |
| ASSOCIATED PERSON REGISTERED | 09/19/1997 |
| NFA ASSOCIATE MEMBER APPROVED | 08/04/1997 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/04/1997 |