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Details

WILLIAM CARL FLOERSCH NFA ID: 0278437

Current Status
NO CURRENT STATUS
Regulatory Actions
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CFTC0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED11/04/2002
History
 Status Effective Date
• FLOOR BROKER WITHDRAWN12/13/2013 
• FLOOR TRADER WITHDRAWN12/13/2013 
• FLOOR BROKER REGISTERED07/30/1998 
• FLOOR TRADER REGISTERED07/24/1997 
• FLOOR TRADER PENDING06/26/1997 
ABN AMRO CLEARING CHICAGO LLC 
• PRINCIPAL WITHDRAWN 12/31/2015 
• BRANCH MANAGER WITHDRAWN 08/07/2007 
• BRANCH MANAGER APPROVED 09/01/2006 
• PRINCIPAL APPROVED 07/31/1998 
• PRINCIPAL PENDING 04/09/1997 
FORTIS CLEARING CHICAGO LLC 
• PRINCIPAL WITHDRAWN 09/23/2006 
• PRINCIPAL APPROVED 08/18/2006 
• PRINCIPAL PENDING 08/18/2006 
 
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