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MICHAEL JOSEPH SHAUGHNESSY NFA ID: 0263952

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED10/19/2002
History
 Status Effective Date
BNP PARIBAS BROKERAGE SERVICES INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/28/2005 
• ASSOCIATED PERSON WITHDRAWN 04/28/2005 
• NFA ASSOCIATE MEMBER APPROVED 05/21/1996 
• ASSOCIATED PERSON REGISTERED 05/21/1996 
• ASSOCIATED PERSON PENDING 01/06/1996 
• NFA ASSOCIATE MEMBER PENDING 01/06/1996 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/27/1995 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 07/27/1995 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/27/1995 
• ASSOCIATED PERSON PENDING 05/12/1995 
• BRANCH MANAGER PENDING 05/12/1995 
• NFA ASSOCIATE MEMBER PENDING 05/12/1995 
BNP PARIBAS SECURITIES CORP 
• ASSOCIATED PERSON WITHDRAWN 06/29/2011 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/29/2011 
• ASSOCIATED PERSON REGISTERED 01/06/2005 
• NFA ASSOCIATE MEMBER APPROVED 01/06/2005 
MONTANA FUTURES LLC 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 03/16/2015 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 03/16/2015 
• NFA ASSOCIATE MEMBER PENDING 01/05/2015 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/05/2015 
• ASSOCIATED PERSON PENDING 01/05/2015 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 01/05/2015 
• NFA ASSOCIATE MEMBER APPROVED 12/16/2014 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/16/2014 
VISION FINANCIAL MARKETS LLC 
• ASSOCIATED PERSON WITHDRAWN 02/28/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/28/2014 
• PRINCIPAL WITHDRAWN 02/04/2014 
• ASSOCIATED PERSON REGISTERED 07/25/2011 
• PRINCIPAL APPROVED 07/22/2011 
• NFA ASSOCIATE MEMBER APPROVED 07/21/2011 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/21/2011 
 
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