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SAFEGUARD FINANCIAL HOLDINGS LLC NFA ID: 0340131 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 771 SIESTA KEY TRAIL 1014 DEERFIELD BEACH, FL  33441 UNITED STATES 561 347 2185 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • FUTURES COMMISSION MERCHANT WITHDRAWN 12/31/2012  • NFA MEMBER WITHDRAWN 01/12/2006  • NFA MEMBER APPROVED 03/18/2004  • FUTURES COMMISSION MERCHANT REGISTERED 03/15/2004  • NFA MEMBER PENDING 02/04/2004  • FUTURES COMMISSION MERCHANT PENDING 02/04/2004