| INTRODUCING BROKER WITHDRAWN | 07/17/2007 |
| NOTICE BROKER DEALER WITHDRAWN | 08/01/2004 |
| NFA MEMBER WITHDRAWN | 08/01/2004 |
| NOTICE BROKER DEALER REGISTERED | 08/01/2002 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 05/04/2000 |
| COMMODITY TRADING ADVISOR REGISTERED | 08/14/1996 |
| INTRODUCING BROKER REGISTERED | 03/09/1990 |
| INTRODUCING BROKER REGISTERED | 08/25/1988 |
| NFA MEMBER APPROVED | 05/20/1988 |
| INTRODUCING BROKER TEMPORARY LICENSE | 05/20/1988 |
| NFA MEMBER PENDING | 05/12/1988 |
| INTRODUCING BROKER PENDING | 04/25/1988 |