Skip Navigation Links

Details

INNOVATIVE CAPITAL MANAGEMENT LLC NFA ID: 0332418

Current Status
NO CURRENT STATUS
Exemptions and No Actions
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
Regulatory Actions
 AgencyNumber
NFA1
CFTC1
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
No other names
 
Business Address
4205 AVENUE M
BROOKLYN, NY  11234
UNITED STATES
718-253-9473
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN12/23/2008 
• COMMODITY TRADING ADVISOR WITHDRAWN12/23/2008 
• COMMODITY POOL OPERATOR WITHDRAWN12/23/2008 
• NFA MEMBER SUSPENDED02/25/2008 
• NFA MEMBER APPROVED07/01/2005 
• COMMODITY TRADING ADVISOR REGISTERED07/01/2005 
• COMMODITY POOL OPERATOR REGISTERED07/01/2005 
• NFA MEMBER PENDING06/24/2005 
• COMMODITY TRADING ADVISOR PENDING06/24/2005 
• COMMODITY POOL OPERATOR PENDING06/24/2005 
• NFA MEMBER PENDING STATUS WITHDRAWN09/15/2003 
• COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN09/15/2003 
• NFA MEMBER PENDING06/16/2003 
• COMMODITY TRADING ADVISOR PENDING06/16/2003 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.