| AMERICAN ATLANTIC FINANCIAL CORP |
| ASSOCIATED PERSON WITHDRAWN | 09/02/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/02/2008 |
| NFA ASSOCIATE MEMBER SUSPENDED | 08/07/2008 |
| NFA ASSOCIATE MEMBER APPROVED | 07/07/2003 |
| ASSOCIATED PERSON REGISTERED | 07/07/2003 |
| EMBASSY TRADING GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 02/09/1998 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/09/1998 |
| ASSOCIATED PERSON REGISTERED | 11/12/1997 |
| NFA ASSOCIATE MEMBER APPROVED | 11/12/1997 |
| ASSOCIATED PERSON PENDING | 09/25/1997 |
| NFA ASSOCIATE MEMBER PENDING | 09/25/1997 |
| ASSOCIATED PERSON WITHDRAWN | 06/28/1997 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/28/1997 |
| ASSOCIATED PERSON REGISTERED | 09/24/1996 |
| NFA ASSOCIATE MEMBER APPROVED | 09/24/1996 |
| ASSOCIATED PERSON PENDING | 05/22/1996 |
| NFA ASSOCIATE MEMBER PENDING | 05/22/1996 |
| FIRST INVESTORS GRP OF PALM BEACHES INC |
| ASSOCIATED PERSON WITHDRAWN | 07/17/2000 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/17/2000 |
| ASSOCIATED PERSON REGISTERED | 04/03/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 02/13/1998 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 02/13/1998 |
| LIBERTY FINANCIAL TRADING CORP INC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/08/2003 |
| ASSOCIATED PERSON WITHDRAWN | 07/08/2003 |
| ASSOCIATED PERSON REGISTERED | 12/20/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 11/20/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 11/20/2002 |