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Details

KIRBY T PASCUS NFA ID: 0095132

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
• FLOOR BROKER WITHDRAWN02/13/2003 
• FLOOR BROKER REGISTERED04/01/1984 
ALLENDALE INC 
• ASSOCIATED PERSON WITHDRAWN 12/03/1985 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/03/1985 
• ASSOCIATED PERSON REGISTERED 12/02/1985 
• NFA ASSOCIATE MEMBER APPROVED 11/05/1985 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/05/1985 
• ASSOCIATED PERSON PENDING 10/31/1985 
• NFA ASSOCIATE MEMBER PENDING 10/31/1985 
ICAP CORPORATES LLC 
• ASSOCIATED PERSON WITHDRAWN 10/31/2011 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/31/2011 
• ASSOCIATED PERSON REGISTERED 10/01/2011 
• NFA ASSOCIATE MEMBER APPROVED 10/01/2011 
ICAP FUTURES LLC 
• ASSOCIATED PERSON WITHDRAWN 10/01/2011 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/01/2011 
• NFA ASSOCIATE MEMBER APPROVED 07/06/2009 
• ASSOCIATED PERSON REGISTERED 07/06/2009 
MF GLOBAL INC 
• ASSOCIATED PERSON WITHDRAWN 01/01/2008 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/01/2008 
• ASSOCIATED PERSON REGISTERED 04/02/2003 
• NFA ASSOCIATE MEMBER APPROVED 03/25/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/25/2003 
MF GLOBAL INC 
• ASSOCIATED PERSON WITHDRAWN 07/02/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/02/2009 
• ASSOCIATED PERSON REGISTERED 01/01/2008 
• NFA ASSOCIATE MEMBER APPROVED 01/01/2008 
SOUTHERN TRUST SECURITIES INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 03/18/2016 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 03/18/2016 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/18/2016 
• PRINCIPAL PENDING STATUS WITHDRAWN 03/18/2016 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/14/2016 
• BRANCH MANAGER PENDING 03/14/2016 
• NFA ASSOCIATE MEMBER APPROVED 03/14/2016 
• PRINCIPAL PENDING 03/14/2016 
• ASSOCIATED PERSON WITHDRAWN 02/18/2016 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/18/2016 
• PRINCIPAL WITHDRAWN 02/18/2016 
• BRANCH MANAGER WITHDRAWN 02/11/2015 
• PRINCIPAL APPROVED 02/04/2014 
• BRANCH MANAGER APPROVED 02/04/2014 
• ASSOCIATED PERSON REGISTERED 02/04/2014 
• PRINCIPAL PENDING 01/29/2014 
• NFA ASSOCIATE MEMBER APPROVED 01/23/2014 
• BRANCH MANAGER PENDING 01/23/2014 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/23/2014 
• ASSOCIATED PERSON WITHDRAWN 11/14/2013 
• BRANCH MANAGER WITHDRAWN 11/14/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/14/2013 
• BRANCH MANAGER APPROVED 02/21/2012 
• BRANCH MANAGER PENDING 02/17/2012 
• ASSOCIATED PERSON REGISTERED 01/12/2012 
• NFA ASSOCIATE MEMBER APPROVED 01/05/2012 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/05/2012 
 
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