Skip Navigation Links

Details

RUSSELL RALPH SR WASENDORF NFA ID: 0049753

Current Status
• UNPAID ARBITRATION AWARD/SETTLEMENT 
• ALSO SEE NFA ID 0089948 
 
PEREGRINE FINANCIAL GROUP INC 
 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
Regulatory Actions
 AgencyNumber
NFA0
CFTC1
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent3
details...
 
CFTC Reparations Cases
Total1
details...
 
History
 Status Effective Date
• UNPAID ARBITRATION AWARD/SETTLEMENT 
• ALSO SEE NFA ID 0089948 
 
BEST DIRECT SECURITIES LLC 
• PRINCIPAL WITHDRAWN 09/15/2010 
• PRINCIPAL APPROVED 05/30/2008 
• PRINCIPAL PENDING 05/29/2008 
DANA FUTURES CORP OF IOWA 
• ASSOCIATED PERSON WITHDRAWN 09/02/1985 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/02/1985 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 06/21/1984 
MOUNTAIN TOWN CORPORATION 
• PRINCIPAL WITHDRAWN 07/01/1983 
• PRINCIPAL APPROVED 09/10/1980 
PEREGRINE ASSET MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 04/30/2013 
• PRINCIPAL APPROVED 10/22/2008 
PEREGRINE FINANCIAL GROUP INC 
• FOREX ASSOCIATED PERSON WITHDRAWN 12/11/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/11/2012 
• FOREX ASSOCIATED PERSON APPROVED 09/02/2010 
• FOREX ASSOCIATED PERSON PENDING 09/02/2010 
• NFA ASSOCIATE MEMBER APPROVED 07/15/1992 
• ASSOCIATED PERSON REGISTERED 07/15/1992 
• PRINCIPAL APPROVED 07/15/1992 
• ASSOCIATED PERSON PENDING 01/13/1992 
• NFA ASSOCIATE MEMBER PENDING 01/13/1992 
• PRINCIPAL PENDING 01/13/1992 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 12/07/1990 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 12/07/1990 
• PRINCIPAL PENDING STATUS WITHDRAWN 12/07/1990 
• ASSOCIATED PERSON PENDING 09/10/1990 
• NFA ASSOCIATE MEMBER PENDING 09/10/1990 
• PRINCIPAL PENDING 09/10/1990 
SANDNER & WASENDORF INC 
• ASSOCIATED PERSON WITHDRAWN 01/21/1998 
• BRANCH MANAGER WITHDRAWN 01/21/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/21/1998 
• PRINCIPAL WITHDRAWN 01/21/1998 
• ASSOCIATED PERSON REGISTERED 09/17/1993 
• BRANCH MANAGER APPROVED 09/17/1993 
• NFA ASSOCIATE MEMBER APPROVED 09/17/1993 
• PRINCIPAL APPROVED 09/17/1993 
• ASSOCIATED PERSON PENDING 09/17/1993 
• BRANCH MANAGER PENDING 09/17/1993 
• NFA ASSOCIATE MEMBER PENDING 09/17/1993 
• PRINCIPAL PENDING 05/05/1993 
VISTA FUTURES INC 
• ASSOCIATED PERSON WITHDRAWN 02/28/1986 
• BRANCH MANAGER WITHDRAWN 02/28/1986 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/28/1986 
• BRANCH MANAGER APPROVED 01/28/1986 
• BRANCH MANAGER PENDING 09/11/1985 
• ASSOCIATED PERSON REGISTERED 08/21/1985 
• NFA ASSOCIATE MEMBER APPROVED 08/21/1985 
WASENDORF & ASSOCIATES INC 
• ASSOCIATED PERSON WITHDRAWN 12/09/1992 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/09/1992 
• PRINCIPAL WITHDRAWN 12/09/1992 
• ASSOCIATED PERSON REGISTERED 08/19/1991 
• NFA ASSOCIATE MEMBER APPROVED 08/19/1991 
• PRINCIPAL APPROVED 07/25/1989 
• PRINCIPAL PENDING 07/06/1989 
WASENDORF & SON CO 
• PRINCIPAL WITHDRAWN 10/06/2007 
• ASSOCIATED PERSON WITHDRAWN 10/06/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/06/2007 
• BRANCH MANAGER WITHDRAWN 10/19/1994 
• BRANCH MANAGER APPROVED 02/28/1989 
• PRINCIPAL APPROVED 02/21/1986 
• ASSOCIATED PERSON REGISTERED 02/10/1986 
• NFA ASSOCIATE MEMBER APPROVED 02/10/1986 
WASENDORF RUSSELL R 
• PRINCIPAL WITHDRAWN 02/21/2008 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/21/2008 
• ASSOCIATED PERSON WITHDRAWN 02/21/2008 
• NFA ASSOCIATE MEMBER APPROVED 09/17/1993 
• ASSOCIATED PERSON REGISTERED 09/17/1993 
• ASSOCIATED PERSON PENDING 11/19/1992 
• NFA ASSOCIATE MEMBER PENDING 11/19/1992 
• PRINCIPAL APPROVED 09/25/1984 
ZANER GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 05/20/1982 
• BRANCH MANAGER WITHDRAWN 05/20/1982 
• BRANCH MANAGER APPROVED 02/03/1982 
• ASSOCIATED PERSON REGISTERED 09/10/1980 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.