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Details

VELOCITY FUTURES LLC NFA ID: 0317696

Current Status
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
Exemptions and No Actions
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersNo
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA2
CFTC2
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant1
Respondent4
details...
 
CFTC Reparations Cases
Total2
details...
Formerly Known As
• VELOCITY FUTURES LP
 
Business Address
934 W. FRANCIS AVE.
ASPEN, CO  81611
UNITED STATES
713-490-7624
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
JACK EDWARD EARNESTOWNER ONLYYES
JAMIE MARIE LARSONCHIEF COMPLIANCE OFFICERNO
JAMES PATRICK SWEENEYCHIEF FINANCIAL OFFICERNO
History
 Status Effective Date
• INTRODUCING BROKER REGISTERED12/17/2013 
• FUTURES COMMISSION MERCHANT WITHDRAWN12/17/2013 
• INTRODUCING BROKER PENDING10/01/2013 
• COMMODITY TRADING ADVISOR WITHDRAWN03/07/2009 
• COMMODITY TRADING ADVISOR REGISTERED01/29/2004 
• COMMODITY TRADING ADVISOR PENDING01/13/2004 
• NFA MEMBER APPROVED08/23/2002 
• FUTURES COMMISSION MERCHANT REGISTERED08/23/2002 
• NFA MEMBER PENDING04/09/2002 
• FUTURES COMMISSION MERCHANT PENDING04/05/2002 
 
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