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RICHARD JOHN HORGAN NFA ID: 0312482 Current Status ROSENTHAL COLLINS GROUP LLC  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date ROSENTHAL COLLINS GROUP LLC  • ASSOCIATED PERSON REGISTERED 06/11/2008  • ASSOCIATED PERSON TEMPORARY LICENSE 06/11/2008  • NFA ASSOCIATE MEMBER APPROVED 06/11/2008  • PRINCIPAL APPROVED 10/05/2001  • PRINCIPAL PENDING 09/05/2001