Skip Navigation Links

Details

WALSH TRADING INC NFA ID: 0276316

Current Status
• NFA MEMBER APPROVED 
• INTRODUCING BROKER REGISTERED 
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA1
CFTC1
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent1
details...
 
CFTC Reparations Cases
Total1
details...
Formerly Known As
• WALSH JOHN JOSEPH
 
Business Address
53 W. JACKSON BLVD
SUITE 750
CHICAGO, IL  60604
UNITED STATES
800-993-5449
Doing Business As
• ALL COTTON TRADING• COMMODITY INSITE
• GULF COAST FUTURES & OPTIONS• JNC III TRADING
• WALSH ASSET MANAGEMENT• WALSH COMMERCIAL HEDGING SERVICES
• WALSH E ADVANTAGE• WALSH FINANCIAL GROUP
• WALSH PREMIER SERVICE GROUP• WALSH TRADING
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
STEPHEN JOHN CALDWELLCHIEF OPERATING OFFICERNO
JOHN JOSEPH WALSHPRESIDENTYES
History
 Status Effective Date
• NFA MEMBER APPROVED01/09/2013 
• NFA MEMBER PENDING01/09/2013 
• NFA MEMBER WITHDRAWN07/18/2012 
• FOREX FIRM WITHDRAWN01/31/2012 
• FOREX FIRM APPROVED12/09/2010 
• FOREX FIRM PENDING12/08/2010 
• COMMODITY TRADING ADVISOR WITHDRAWN12/03/2000 
• COMMODITY TRADING ADVISOR REGISTERED12/09/1997 
• NFA MEMBER APPROVED01/06/1997 
• INTRODUCING BROKER REGISTERED01/06/1997 
• INTRODUCING BROKER PENDING12/30/1996 
• NFA MEMBER PENDING12/30/1996 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.