| FLOOR BROKER WITHDRAWN | 01/01/2004 |
| FLOOR BROKER REGISTERED | 04/18/1985 |
| FLOOR BROKER PENDING | 03/26/1985 |
| INTERACTIVE BROKERS FOREX SERVICES LLC |
| PRINCIPAL WITHDRAWN | 05/09/2010 |
| PRINCIPAL APPROVED | 12/07/2009 |
| INTERACTIVE BROKERS LLC |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 12/13/2010 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 12/13/2010 |
| BRANCH MANAGER PENDING STATUS WITHDRAWN | 12/06/2010 |
| ASSOCIATED PERSON PENDING | 09/14/2010 |
| NFA ASSOCIATE MEMBER PENDING | 09/14/2010 |
| BRANCH MANAGER PENDING | 09/14/2010 |
| PRINCIPAL APPROVED | 05/08/2009 |
| PRINCIPAL PENDING | 04/09/2009 |