| ALARON TRADING CORPORATION |
| ASSOCIATED PERSON WITHDRAWN | 08/08/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/08/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 03/26/2007 |
| ASSOCIATED PERSON REGISTERED | 03/26/2007 |
| NFA ASSOCIATE MEMBER PENDING | 03/23/2007 |
| ASSOCIATED PERSON PENDING | 03/23/2007 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 03/23/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/23/2007 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/02/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 03/02/2007 |
| AMERICAN ATLANTIC FINANCIAL CORP |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/23/2006 |
| ASSOCIATED PERSON WITHDRAWN | 08/23/2006 |
| ASSOCIATED PERSON REGISTERED | 08/10/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 08/02/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/02/2004 |
| AMERICAN FINANCIAL TRADING CORP |
| ASSOCIATED PERSON WITHDRAWN | 02/09/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/09/2001 |
| ASSOCIATED PERSON REGISTERED | 03/27/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 03/07/2000 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/07/2000 |
| FEDERAL TRADING CORP |
| ASSOCIATED PERSON WITHDRAWN | 02/26/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/26/2001 |
| ASSOCIATED PERSON REGISTERED | 02/08/2001 |
| NFA ASSOCIATE MEMBER APPROVED | 02/08/2001 |
| MIG LLC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 07/23/2004 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 07/23/2004 |
| NFA ASSOCIATE MEMBER PENDING | 05/19/2004 |
| ASSOCIATED PERSON PENDING | 05/19/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 05/19/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/19/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 04/28/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/28/2004 |
| ROYCE CAPITAL FUTURES AND OPTIONS INC |
| ASSOCIATED PERSON WITHDRAWN | 08/14/2003 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/14/2003 |
| ASSOCIATED PERSON REGISTERED | 07/25/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 07/08/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 07/08/2003 |
| WORLDNET FINANCIAL CORP |
| ASSOCIATED PERSON WITHDRAWN | 07/30/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/30/2001 |
| ASSOCIATED PERSON REGISTERED | 06/04/2001 |
| NFA ASSOCIATE MEMBER APPROVED | 05/10/2001 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/10/2001 |