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Details

RICHARD J MONTECE NFA ID: 0300940

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
ALARON TRADING CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 08/08/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/08/2007 
• NFA ASSOCIATE MEMBER APPROVED 03/26/2007 
• ASSOCIATED PERSON REGISTERED 03/26/2007 
• NFA ASSOCIATE MEMBER PENDING 03/23/2007 
• ASSOCIATED PERSON PENDING 03/23/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 03/23/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/23/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/02/2007 
• NFA ASSOCIATE MEMBER APPROVED 03/02/2007 
AMERICAN ATLANTIC FINANCIAL CORP 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/23/2006 
• ASSOCIATED PERSON WITHDRAWN 08/23/2006 
• ASSOCIATED PERSON REGISTERED 08/10/2004 
• NFA ASSOCIATE MEMBER APPROVED 08/02/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/02/2004 
AMERICAN FINANCIAL TRADING CORP 
• ASSOCIATED PERSON WITHDRAWN 02/09/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/09/2001 
• ASSOCIATED PERSON REGISTERED 03/27/2000 
• NFA ASSOCIATE MEMBER APPROVED 03/07/2000 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/07/2000 
FEDERAL TRADING CORP 
• ASSOCIATED PERSON WITHDRAWN 02/26/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/26/2001 
• ASSOCIATED PERSON REGISTERED 02/08/2001 
• NFA ASSOCIATE MEMBER APPROVED 02/08/2001 
MIG LLC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/23/2004 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/23/2004 
• NFA ASSOCIATE MEMBER PENDING 05/19/2004 
• ASSOCIATED PERSON PENDING 05/19/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 05/19/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/19/2004 
• NFA ASSOCIATE MEMBER APPROVED 04/28/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/28/2004 
ROYCE CAPITAL FUTURES AND OPTIONS INC 
• ASSOCIATED PERSON WITHDRAWN 08/14/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/14/2003 
• ASSOCIATED PERSON REGISTERED 07/25/2003 
• NFA ASSOCIATE MEMBER APPROVED 07/08/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/08/2003 
WORLDNET FINANCIAL CORP 
• ASSOCIATED PERSON WITHDRAWN 07/30/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/30/2001 
• ASSOCIATED PERSON REGISTERED 06/04/2001 
• NFA ASSOCIATE MEMBER APPROVED 05/10/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/10/2001 
 
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