| NFA MEMBER WITHDRAWN | 05/05/2010 |
| INTRODUCING BROKER WITHDRAWN | 05/05/2010 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 05/15/2008 |
| COMMODITY TRADING ADVISOR REGISTERED | 09/28/2006 |
| COMMODITY TRADING ADVISOR PENDING | 09/22/2006 |
| NFA MEMBER APPROVED | 02/23/2006 |
| INTRODUCING BROKER REGISTERED | 02/23/2006 |
| NFA MEMBER PENDING | 01/20/2006 |
| INTRODUCING BROKER PENDING | 01/19/2006 |