Details

ADM INVESTOR SERVICES INC NFA ID: 0000360 Current Status • SWAP FIRM APPROVED  • COMMODITY POOL OPERATOR REGISTERED  • FOREX DEALER MEMBER APPROVED  • FOREX FIRM APPROVED  • NOTICE BROKER DEALER REGISTERED  • NFA MEMBER APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  ARCHER FINANCIAL SERVICES INC  • PRINCIPAL APPROVED  Exemptions Click the link below to view exemptions for this firm View Exemptions FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools Yes Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 2 Exchanges 31 details...   NFA Arbitration Decisions  Role Number Claimant 2 Respondent 11 details...   CFTC Reparations Cases Total 36 details... Formerly Known As • TABOR COMMODITIES INC   Business Address 141 W JACKSON BOULEVARD SUITE 1600A CHICAGO, IL  60604 UNITED STATES 312-242-7000 Doing Business As • ADM DERIVATIVES • DEKALB COMMODITIES A BRANCH OFFICE OF ADM INVESTOR SERVICES INC Listed Principals  Listed Principal Name Title 10% or More Financial Interest ARCHER DANIELS MIDLAND CO YES BARRY WAYNE CRAWFORD HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO CHRIS DAMILATIS HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO EDWARD J III DONNELLAN CHIEF COMPLIANCE OFFICER NO JONATHEN MARK FOX ANDREWS DIRECTOR NO THOMAS ROBERT KADLEC PRESIDENT NO RICHY CONTRERAS MACANIP HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO LEONARD JOSEPH ODRISCOLL HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO MARSCHALL IMBODEN SMITH DIRECTOR NO JOHN MICHAEL WALLS HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO RAY GUY YOUNG DIRECTOR NO History  Status Effective Date • SWAP FIRM APPROVED 01/02/2013  • SWAP FIRM PENDING 12/31/2012  • COMMODITY POOL OPERATOR REGISTERED 02/28/2011  • COMMODITY POOL OPERATOR PENDING 02/14/2011  • FOREX DEALER MEMBER APPROVED 09/24/2010  • FOREX FIRM APPROVED 09/24/2010  • FOREX DEALER MEMBER PENDING 09/21/2010  • FOREX FIRM PENDING 09/21/2010  • NOTICE BROKER DEALER REGISTERED 03/11/2002  • FUTURES COMMISSION MERCHANT RESTRICTION LIFTED 05/15/2001  • FUTURES COMMISSION MERCHANT RESTRICTED 05/16/1997  • NFA MEMBER APPROVED 07/01/1982  • FUTURES COMMISSION MERCHANT REGISTERED 06/30/1982  ARCHER FINANCIAL SERVICES INC  • PRINCIPAL APPROVED 11/25/2002