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FXDIRECTDEALER LLC NFA ID: 0397435 Current Status • FOREX DEALER MEMBER APPROVED  • FOREX FIRM APPROVED  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED  • NFA MEMBER APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts No Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options Yes Regulatory Actions  Agency Number NFA 3 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 7 WORLD TRADE CENTER 250 GREENWICH STREET 32ND FLOOR NEW YORK, NY  10007 UNITED STATES 212-266-0780 Doing Business As • DIRECT DEALER • FXDD Listed Principals  Listed Principal Name Title 10% or More Financial Interest EMIL ASSENTATO OWNER ONLY YES JOSEPH BOTKIER CHIEF EXECUTIVE OFFICER NO CURRENCY MOUNTAIN HOLDINGS LLC YES SHAWN VULTE DILKES HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO J TIMOTHY GARLAND CHIEF FINANCIAL OFFICER NO JAMES EMERSON GREEN HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO LUBOMIR KANETI CHIEF OPERATING OFFICER NO MAX Q INVESTMENTS LLC YES ROBERT C MCKEON HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO MICHAEL ANDREW OREILLY CHIEF COMPLIANCE OFFICER NO THOMAS JOSEPH OREILLY HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO TRADITION NORTH AMERICA INC YES CHARLES VALENZA HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO History  Status Effective Date • FOREX DEALER MEMBER APPROVED 09/13/2010  • FOREX FIRM APPROVED 09/13/2010  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED 09/09/2010  • FOREX DEALER MEMBER PENDING 09/02/2010  • FOREX FIRM PENDING 09/02/2010  • RETAIL FOREIGN EXCHANGE DEALER PENDING 09/02/2010  • NFA MEMBER APPROVED 12/10/2009  • FUTURES COMMISSION MERCHANT REGISTERED 12/10/2009  • NFA MEMBER PENDING 04/30/2008  • FUTURES COMMISSION MERCHANT PENDING 04/30/2008