Skip Navigation Links

Details

FOREX CAPITAL MARKETS LLC NFA ID: 0308179

Current Status
• SWAP DEALER PROVISIONALLY REGISTERED 
• FOREX DEALER MEMBER APPROVED 
• FOREX FIRM APPROVED 
• RETAIL FOREIGN EXCHANGE DEALER REGISTERED 
• FUTURES COMMISSION MERCHANT REGISTERED 
• NFA MEMBER APPROVED 
FCM Financial Information
Click the link below to view financial information for this firm.
View Financial Information
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsNo
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsYes
Regulatory Actions
 AgencyNumber
NFA4
CFTC4
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant6
Respondent11
details...
 
CFTC Reparations Cases
Total13
details...
Formerly Known As
No other names
 
Business Address
55 WATER STREET
50TH FLOOR
NEW YORK, NY  10041
UNITED STATES
212-897-7660
Doing Business As
• CORPORATE TRADING SERVICES• FXCM
• FXCM PRO 
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
WILLIAM AHDOUTMANAGER-LLC OR LLPNO
SAMEER BHOPALEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
TANGIE KIM COONNO LISTED TITLENO
MARGARET DEVERELLHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
SHRAGA FASKOWITZCHIEF COMPLIANCE OFFICERNO
FXCM GROUP LLC YES
KENNETH ALLAN GROSSMANNO LISTED TITLENO
ROBERT NATHANIEL LANDECHIEF FINANCIAL OFFICERNO
RYAN KEITH LEONARDHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
EVAN G MILAZZOHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
DROR NIVNO LISTED TITLENO
ORNIT MIRIAM NIVCHIEF EXECUTIVE OFFICERNO
PARESH P PATELHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
MARK PATTENHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
DAVID SAKHAINO LISTED TITLENO
ARIEL SHINHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
TONG YI TSUICHIEF OPERATING OFFICERNO
JON D WILLINGHAMHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
EDUARD YUSUPOVDEALERNO
History
 Status Effective Date
• SWAP DEALER PROVISIONALLY REGISTERED12/31/2012 
• SWAP DEALER PENDING12/24/2012 
• FOREX DEALER MEMBER APPROVED10/05/2010 
• FOREX FIRM APPROVED10/05/2010 
• RETAIL FOREIGN EXCHANGE DEALER REGISTERED10/05/2010 
• FOREX DEALER MEMBER PENDING09/08/2010 
• FOREX FIRM PENDING09/08/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING09/08/2010 
• FUTURES COMMISSION MERCHANT REGISTERED06/21/2001 
• NFA MEMBER APPROVED06/21/2001 
• FUTURES COMMISSION MERCHANT PENDING03/05/2001 
• NFA MEMBER PENDING03/05/2001 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.