Details

FOREX CAPITAL MARKETS LLC NFA ID: 0308179 Current Status • SWAP DEALER PROVISIONALLY REGISTERED  • FOREX DEALER MEMBER APPROVED  • FOREX FIRM APPROVED  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED  • FUTURES COMMISSION MERCHANT REGISTERED  • NFA MEMBER APPROVED  Exemptions Click the link below to view exemptions for this firm View Exemptions FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts No Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options Yes Regulatory Actions  Agency Number NFA 3 CFTC 2 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 4 Respondent 8 details...   CFTC Reparations Cases Total 10 details... Formerly Known As No other names   Business Address 55 WATER STREET 50TH FLOOR NEW YORK, NY  10041 UNITED STATES 212-897-7660 Doing Business As • CAPITAL MARKETS • CORPORATE TRADING SERVICES • FX POWER • FXCM • FXCM MICRO   Listed Principals  Listed Principal Name Title 10% or More Financial Interest WILLIAM AHDOUT MANAGER-LLC OR LLP NO JESSICA BECKSTEAD NO LISTED TITLE NO MICHAEL BRESCIA HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO TANGIE KIM COON NO LISTED TITLE NO FXCM HOLDINGS LLC YES FXCM INC YES KENNETH ALLAN GROSSMAN VESTED WITH THE MANAGEMENT AUTHORITY-LLC OR LLP NO FARID KIBLAWI NO LISTED TITLE NO ROBERT NATHANIEL LANDE CHIEF FINANCIAL OFFICER NO RYAN KEITH LEONARD HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO JANELLE GEM LESTER CHIEF COMPLIANCE OFFICER NO EVAN G MILAZZO HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO MATTHEW NAVIE NO LISTED TITLE NO DROR NIV CHIEF EXECUTIVE OFFICER NO ORNIT MIRIAM NIV HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO DAVID SAKHAI CHIEF OPERATING OFFICER NO JEFFREY ROBERT SCHWARTZ HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO EDUARD YUSUPOV DEALER NO History  Status Effective Date • SWAP DEALER PROVISIONALLY REGISTERED 12/31/2012  • SWAP DEALER PENDING 12/24/2012  • FOREX DEALER MEMBER APPROVED 10/05/2010  • FOREX FIRM APPROVED 10/05/2010  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED 10/05/2010  • FOREX DEALER MEMBER PENDING 09/08/2010  • FOREX FIRM PENDING 09/08/2010  • RETAIL FOREIGN EXCHANGE DEALER PENDING 09/08/2010  • FUTURES COMMISSION MERCHANT REGISTERED 06/21/2001  • NFA MEMBER APPROVED 06/21/2001  • FUTURES COMMISSION MERCHANT PENDING 03/05/2001  • NFA MEMBER PENDING 03/05/2001