| AMERICAN ATLANTIC FINANCIAL CORP |
| ASSOCIATED PERSON WITHDRAWN | 08/31/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/31/2005 |
| ASSOCIATED PERSON REGISTERED | 07/08/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 07/08/2003 |
| BARKLEY FINANCIAL CORP |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/08/2006 |
| ASSOCIATED PERSON WITHDRAWN | 02/08/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 09/23/2005 |
| ASSOCIATED PERSON REGISTERED | 09/23/2005 |
| NFA ASSOCIATE MEMBER PENDING | 09/21/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/21/2005 |
| ASSOCIATED PERSON PENDING | 09/21/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 09/21/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 08/31/2005 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/31/2005 |
| EXECUTIVE COMMODITY CORP |
| ASSOCIATED PERSON WITHDRAWN | 05/13/2003 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/13/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/22/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 04/22/2003 |
| NFA ASSOCIATE MEMBER PENDING | 04/21/2003 |
| ASSOCIATED PERSON PENDING | 04/21/2003 |
| LIBERTY FINANCIAL TRADING CORP INC |
| ASSOCIATED PERSON WITHDRAWN | 07/10/2003 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/10/2003 |
| ASSOCIATED PERSON REGISTERED | 06/04/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 05/15/2003 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/15/2003 |