Skip Navigation Links

Details

TEPHNY PETIT JEUNE NFA ID: 0330611

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total1
details...
 
History
 Status Effective Date
AMERICAN ATLANTIC FINANCIAL CORP 
• ASSOCIATED PERSON WITHDRAWN 08/31/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/31/2005 
• ASSOCIATED PERSON REGISTERED 07/08/2003 
• NFA ASSOCIATE MEMBER APPROVED 07/08/2003 
BARKLEY FINANCIAL CORP 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/08/2006 
• ASSOCIATED PERSON WITHDRAWN 02/08/2006 
• NFA ASSOCIATE MEMBER APPROVED 09/23/2005 
• ASSOCIATED PERSON REGISTERED 09/23/2005 
• NFA ASSOCIATE MEMBER PENDING 09/21/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/21/2005 
• ASSOCIATED PERSON PENDING 09/21/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 09/21/2005 
• NFA ASSOCIATE MEMBER APPROVED 08/31/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/31/2005 
EXECUTIVE COMMODITY CORP 
• ASSOCIATED PERSON WITHDRAWN 05/13/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/13/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/22/2003 
• NFA ASSOCIATE MEMBER APPROVED 04/22/2003 
• NFA ASSOCIATE MEMBER PENDING 04/21/2003 
• ASSOCIATED PERSON PENDING 04/21/2003 
LIBERTY FINANCIAL TRADING CORP INC 
• ASSOCIATED PERSON WITHDRAWN 07/10/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/10/2003 
• ASSOCIATED PERSON REGISTERED 06/04/2003 
• NFA ASSOCIATE MEMBER APPROVED 05/15/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/15/2003 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.