| COMMODITY POOL OPERATOR WITHDRAWN | 07/11/1996 |
| INTRODUCING BROKER WITHDRAWN | 07/11/1996 |
| NFA MEMBER EXPELLED | 03/30/1994 |
| COMMODITY POOL OPERATOR SUSPENDED | 09/28/1990 |
| INTRODUCING BROKER SUSPENDED | 09/28/1990 |
| COMMODITY POOL OPERATOR REGISTERED | 06/25/1990 |
| INTRODUCING BROKER REGISTERED | 06/25/1990 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 12/30/1988 |
| COMMODITY POOL OPERATOR REGISTERED | 02/17/1988 |
| COMMODITY TRADING ADVISOR REGISTERED | 02/17/1988 |
| INTRODUCING BROKER REGISTERED | 02/17/1988 |
| COMMODITY POOL OPERATOR FAILED TO RENEW | 01/31/1988 |
| COMMODITY TRADING ADVISOR FAILED TO RENEW | 01/31/1988 |
| INTRODUCING BROKER FAILED TO RENEW | 01/31/1988 |
| COMMODITY POOL OPERATOR REGISTERED | 01/29/1987 |
| COMMODITY TRADING ADVISOR REGISTERED | 01/29/1987 |
| INTRODUCING BROKER REGISTERED | 01/29/1987 |
| COMMODITY POOL OPERATOR REGISTERED | 09/09/1986 |
| COMMODITY TRADING ADVISOR REGISTERED | 09/09/1986 |
| INTRODUCING BROKER REGISTERED | 09/09/1986 |
| NFA MEMBER APPROVED | 09/09/1986 |
| COMMODITY POOL OPERATOR PENDING | 08/18/1986 |
| COMMODITY TRADING ADVISOR PENDING | 08/18/1986 |
| INTRODUCING BROKER PENDING | 08/18/1986 |
| NFA MEMBER PENDING | 08/18/1986 |