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Details

ERIC E GLICKSMAN NFA ID: 0436009

Current Status
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 
• ASSOCIATED PERSON REGISTERED 
• SWAP ASSOCIATED PERSON APPROVED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED11/08/2002
History
 Status Effective Date
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 12/06/2016 
• ASSOCIATED PERSON REGISTERED 12/06/2016 
• SWAP ASSOCIATED PERSON APPROVED 11/28/2016 
• PRINCIPAL PENDING 11/28/2016 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/28/2016 
• SWAP ASSOCIATED PERSON PENDING 11/28/2016 
• NFA ASSOCIATE MEMBER APPROVED 11/28/2016 
• PRINCIPAL WITHDRAWN 07/09/2014 
• PRINCIPAL APPROVED 10/31/2011 
• PRINCIPAL PENDING 10/27/2011 
 
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