Skip Navigation Links

Details

GUY ZUMMO NFA ID: 0101860

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total2
details...
 
Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED04/16/2003
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED04/16/2003
History
 Status Effective Date
AMERICAN NATIONAL TRADING CORP 
• PRINCIPAL WITHDRAWN 11/08/2007 
• ASSOCIATED PERSON WITHDRAWN 08/30/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/30/2007 
• PRINCIPAL APPROVED 03/21/1989 
• ASSOCIATED PERSON REGISTERED 03/21/1989 
• NFA ASSOCIATE MEMBER APPROVED 02/06/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/06/1989 
• PRINCIPAL PENDING 02/06/1989 
PEREGRINE FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 10/24/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/24/2007 
• ASSOCIATED PERSON REGISTERED 08/30/2007 
• NFA ASSOCIATE MEMBER APPROVED 08/30/2007 
SIEGEL TRADING CO INC THE 
• ASSOCIATED PERSON WITHDRAWN 02/06/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/06/1989 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 08/06/1984 
TRADEAMERICAN ADVISORS LLC 
• PRINCIPAL WITHDRAWN 07/07/2007 
• ASSOCIATED PERSON WITHDRAWN 07/07/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/07/2007 
• NFA ASSOCIATE MEMBER APPROVED 11/21/2006 
• ASSOCIATED PERSON REGISTERED 11/21/2006 
• PRINCIPAL APPROVED 11/21/2006 
• NFA ASSOCIATE MEMBER PENDING 10/24/2006 
• ASSOCIATED PERSON PENDING 10/24/2006 
• PRINCIPAL PENDING 10/24/2006 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.