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GUY ZUMMO NFA ID: 0101860 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 2 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 04/16/2003 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 04/16/2003 Doing Business As No other names History  Status Effective Date AMERICAN NATIONAL TRADING CORP  • PRINCIPAL WITHDRAWN 11/08/2007  • ASSOCIATED PERSON WITHDRAWN 08/30/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 08/30/2007  • PRINCIPAL APPROVED 03/21/1989  • ASSOCIATED PERSON REGISTERED 03/21/1989  • NFA ASSOCIATE MEMBER APPROVED 02/06/1989  • ASSOCIATED PERSON TEMPORARY LICENSE 02/06/1989  • PRINCIPAL PENDING 02/06/1989  PEREGRINE FINANCIAL GROUP INC  • ASSOCIATED PERSON WITHDRAWN 10/24/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 10/24/2007  • ASSOCIATED PERSON REGISTERED 08/30/2007  • NFA ASSOCIATE MEMBER APPROVED 08/30/2007  SIEGEL TRADING CO INC THE  • ASSOCIATED PERSON WITHDRAWN 02/06/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 02/06/1989  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON REGISTERED 08/06/1984  TRADEAMERICAN ADVISORS LLC  • PRINCIPAL WITHDRAWN 07/07/2007  • ASSOCIATED PERSON WITHDRAWN 07/07/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 07/07/2007  • NFA ASSOCIATE MEMBER APPROVED 11/21/2006  • ASSOCIATED PERSON REGISTERED 11/21/2006  • PRINCIPAL APPROVED 11/21/2006  • NFA ASSOCIATE MEMBER PENDING 10/24/2006  • ASSOCIATED PERSON PENDING 10/24/2006  • PRINCIPAL PENDING 10/24/2006