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Details

JAMES RUTLEDGE TUFTS NFA ID: 0285425

Current Status
FIRST QUADRANT LP 
• SWAP ASSOCIATED PERSON APPROVED 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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History
 Status Effective Date
FIRST QUADRANT LP 
• SWAP ASSOCIATED PERSON APPROVED 02/03/2016 
• SWAP ASSOCIATED PERSON PENDING 01/29/2016 
• ASSOCIATED PERSON REGISTERED 12/08/2014 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/08/2014 
• NFA ASSOCIATE MEMBER APPROVED 12/08/2014 
• PRINCIPAL APPROVED 06/05/2014 
• PRINCIPAL PENDING 03/05/2014 
• PRINCIPAL PENDING STATUS WITHDRAWN 11/25/2013 
• PRINCIPAL PENDING 09/10/2013 
MELLON CAPITAL MANAGEMENT 
• PRINCIPAL WITHDRAWN 06/16/2004 
• PRINCIPAL APPROVED 03/09/1998 
• PRINCIPAL PENDING 02/12/1998 
THE BANK OF NEW YORK MELLON 
• PRINCIPAL WITHDRAWN 10/28/2003 
• PRINCIPAL APPROVED 03/09/1998 
• PRINCIPAL PENDING 02/18/1998 
 
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