| FUTURES COMMISSION MERCHANT WITHDRAWN | 10/01/2010 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 10/01/2010 |
| NOTICE BROKER DEALER WITHDRAWN | 08/09/2009 |
| NFA MEMBER WITHDRAWN | 08/09/2009 |
| NOTICE BROKER DEALER REGISTERED | 12/04/2001 |
| FUTURES COMMISSION MERCHANT REGISTERED | 03/10/1994 |
| INTRODUCING BROKER WITHDRAWN | 03/10/1994 |
| FUTURES COMMISSION MERCHANT PENDING | 02/15/1994 |
| COMMODITY TRADING ADVISOR REGISTERED | 02/07/1990 |
| COMMODITY TRADING ADVISOR PENDING | 02/05/1990 |
| NFA MEMBER APPROVED | 07/13/1989 |
| INTRODUCING BROKER REGISTERED | 07/13/1989 |
| INTRODUCING BROKER PENDING | 06/12/1989 |
| NFA MEMBER PENDING | 06/12/1989 |