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Details

SCOTT EVAN RAUTBORD NFA ID: 0201649

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent4
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CFTC Reparations Cases
Total7
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History
 Status Effective Date
COMMONWEALTH FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 11/05/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/05/1993 
• ASSOCIATED PERSON REGISTERED 08/29/1991 
• NFA ASSOCIATE MEMBER APPROVED 08/19/1991 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/19/1991 
COMTEK TRADING GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 05/30/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/30/2001 
• ASSOCIATED PERSON REGISTERED 11/06/2000 
• NFA ASSOCIATE MEMBER APPROVED 11/06/2000 
CONCORDE TRADING GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 02/28/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/28/2002 
• ASSOCIATED PERSON REGISTERED 05/22/2001 
• NFA ASSOCIATE MEMBER APPROVED 05/22/2001 
CROMWELL FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 01/26/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/26/2004 
• ASSOCIATED PERSON REGISTERED 02/27/2002 
• NFA ASSOCIATE MEMBER APPROVED 02/27/2002 
DUNHILL INVESTMENTS CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 05/18/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/18/1990 
• ASSOCIATED PERSON REGISTERED 10/20/1989 
• NFA ASSOCIATE MEMBER APPROVED 10/04/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/04/1989 
FIRST SIERRA CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 07/24/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/24/1991 
• ASSOCIATED PERSON REGISTERED 06/25/1991 
• NFA ASSOCIATE MEMBER APPROVED 05/06/1991 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/06/1991 
• ASSOCIATED PERSON PENDING 03/28/1991 
• NFA ASSOCIATE MEMBER PENDING 03/28/1991 
FUTURES FINANCIAL ADVISORS OF PALM BEACH 
• ASSOCIATED PERSON WITHDRAWN 02/25/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/25/1991 
• ASSOCIATED PERSON REGISTERED 07/02/1990 
• NFA ASSOCIATE MEMBER APPROVED 05/17/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/17/1990 
FUTURES TRADING GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 09/24/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/24/1999 
• ASSOCIATED PERSON REGISTERED 05/19/1995 
• NFA ASSOCIATE MEMBER APPROVED 04/10/1995 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/10/1995 
GREAT AMERICAN COMMODITIES INC 
• ASSOCIATED PERSON WITHDRAWN 07/26/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/26/1989 
• ASSOCIATED PERSON REGISTERED 09/18/1987 
• NFA ASSOCIATE MEMBER APPROVED 09/17/1987 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/17/1987 
• ASSOCIATED PERSON PENDING 05/29/1987 
• NFA ASSOCIATE MEMBER PENDING 05/29/1987 
KNIGHTSBRIDGE TRADING GROUP INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 10/03/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/03/1989 
• ASSOCIATED PERSON REGISTERED 08/31/1989 
• NFA ASSOCIATE MEMBER APPROVED 08/08/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/08/1989 
SAWGRASS FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 04/07/1995 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/07/1995 
• ASSOCIATED PERSON REGISTERED 11/09/1994 
• NFA ASSOCIATE MEMBER APPROVED 09/28/1994 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/28/1994 
TRINITY FINANCIAL GROUP INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 08/19/1991 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 08/19/1991 
• ASSOCIATED PERSON PENDING 08/01/1991 
• NFA ASSOCIATE MEMBER PENDING 08/01/1991 
UNIVERSAL COMMODITY CORPORATION 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/30/2007 
• PRINCIPAL WITHDRAWN 10/30/2007 
• ASSOCIATED PERSON WITHDRAWN 10/30/2007 
• BRANCH MANAGER WITHDRAWN 10/30/2007 
• PRINCIPAL APPROVED 03/07/2007 
• BRANCH MANAGER APPROVED 10/10/2006 
• BRANCH MANAGER PENDING 10/10/2006 
• BRANCH MANAGER PENDING 10/10/2006 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/10/2006 
• NFA ASSOCIATE MEMBER APPROVED 01/12/2004 
• ASSOCIATED PERSON REGISTERED 01/12/2004 
WINNER GROUP INC THE 
• ASSOCIATED PERSON WITHDRAWN 11/15/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/15/2000 
• ASSOCIATED PERSON REGISTERED 01/21/2000 
• NFA ASSOCIATE MEMBER APPROVED 09/27/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/27/1999 
 
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