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SCOTT EVAN RAUTBORD NFA ID: 0201649 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 4 details...   CFTC Reparations Cases Total 7 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date COMMONWEALTH FINANCIAL GROUP INC  • ASSOCIATED PERSON WITHDRAWN 11/05/1993  • NFA ASSOCIATE MEMBER WITHDRAWN 11/05/1993  • ASSOCIATED PERSON REGISTERED 08/29/1991  • NFA ASSOCIATE MEMBER APPROVED 08/19/1991  • ASSOCIATED PERSON TEMPORARY LICENSE 08/19/1991  COMTEK TRADING GROUP INC  • ASSOCIATED PERSON WITHDRAWN 05/30/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 05/30/2001  • ASSOCIATED PERSON REGISTERED 11/06/2000  • NFA ASSOCIATE MEMBER APPROVED 11/06/2000  CONCORDE TRADING GROUP INC  • ASSOCIATED PERSON WITHDRAWN 02/28/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 02/28/2002  • ASSOCIATED PERSON REGISTERED 05/22/2001  • NFA ASSOCIATE MEMBER APPROVED 05/22/2001  CROMWELL FINANCIAL SERVICES INC  • ASSOCIATED PERSON WITHDRAWN 01/26/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 01/26/2004  • ASSOCIATED PERSON REGISTERED 02/27/2002  • NFA ASSOCIATE MEMBER APPROVED 02/27/2002  DUNHILL INVESTMENTS CORPORATION  • ASSOCIATED PERSON WITHDRAWN 05/18/1990  • NFA ASSOCIATE MEMBER WITHDRAWN 05/18/1990  • ASSOCIATED PERSON REGISTERED 10/20/1989  • NFA ASSOCIATE MEMBER APPROVED 10/04/1989  • ASSOCIATED PERSON TEMPORARY LICENSE 10/04/1989  FIRST SIERRA CORPORATION  • ASSOCIATED PERSON WITHDRAWN 07/24/1991  • NFA ASSOCIATE MEMBER WITHDRAWN 07/24/1991  • ASSOCIATED PERSON REGISTERED 06/25/1991  • NFA ASSOCIATE MEMBER APPROVED 05/06/1991  • ASSOCIATED PERSON TEMPORARY LICENSE 05/06/1991  • ASSOCIATED PERSON PENDING 03/28/1991  • NFA ASSOCIATE MEMBER PENDING 03/28/1991  FUTURES FINANCIAL ADVISORS OF PALM BEACH  • ASSOCIATED PERSON WITHDRAWN 02/25/1991  • NFA ASSOCIATE MEMBER WITHDRAWN 02/25/1991  • ASSOCIATED PERSON REGISTERED 07/02/1990  • NFA ASSOCIATE MEMBER APPROVED 05/17/1990  • ASSOCIATED PERSON TEMPORARY LICENSE 05/17/1990  FUTURES TRADING GROUP INC  • ASSOCIATED PERSON WITHDRAWN 09/24/1999  • NFA ASSOCIATE MEMBER WITHDRAWN 09/24/1999  • ASSOCIATED PERSON REGISTERED 05/19/1995  • NFA ASSOCIATE MEMBER APPROVED 04/10/1995  • ASSOCIATED PERSON TEMPORARY LICENSE 04/10/1995  GREAT AMERICAN COMMODITIES INC  • ASSOCIATED PERSON WITHDRAWN 07/26/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 07/26/1989  • ASSOCIATED PERSON REGISTERED 09/18/1987  • NFA ASSOCIATE MEMBER APPROVED 09/17/1987  • ASSOCIATED PERSON TEMPORARY LICENSE 09/17/1987  • ASSOCIATED PERSON PENDING 05/29/1987  • NFA ASSOCIATE MEMBER PENDING 05/29/1987  KNIGHTSBRIDGE TRADING GROUP INCORPORATED  • ASSOCIATED PERSON WITHDRAWN 10/03/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 10/03/1989  • ASSOCIATED PERSON REGISTERED 08/31/1989  • NFA ASSOCIATE MEMBER APPROVED 08/08/1989  • ASSOCIATED PERSON TEMPORARY LICENSE 08/08/1989  SAWGRASS FINANCIAL GROUP INC  • ASSOCIATED PERSON WITHDRAWN 04/07/1995  • NFA ASSOCIATE MEMBER WITHDRAWN 04/07/1995  • ASSOCIATED PERSON REGISTERED 11/09/1994  • NFA ASSOCIATE MEMBER APPROVED 09/28/1994  • ASSOCIATED PERSON TEMPORARY LICENSE 09/28/1994  TRINITY FINANCIAL GROUP INC  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 08/19/1991  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 08/19/1991  • ASSOCIATED PERSON PENDING 08/01/1991  • NFA ASSOCIATE MEMBER PENDING 08/01/1991  UNIVERSAL COMMODITY CORPORATION  • NFA ASSOCIATE MEMBER WITHDRAWN 10/30/2007  • PRINCIPAL WITHDRAWN 10/30/2007  • ASSOCIATED PERSON WITHDRAWN 10/30/2007  • BRANCH MANAGER WITHDRAWN 10/30/2007  • PRINCIPAL APPROVED 03/07/2007  • BRANCH MANAGER APPROVED 10/10/2006  • BRANCH MANAGER PENDING 10/10/2006  • BRANCH MANAGER PENDING 10/10/2006  • BRANCH MANAGER PENDING STATUS WITHDRAWN 10/10/2006  • NFA ASSOCIATE MEMBER APPROVED 01/12/2004  • ASSOCIATED PERSON REGISTERED 01/12/2004  WINNER GROUP INC THE  • ASSOCIATED PERSON WITHDRAWN 11/15/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 11/15/2000  • ASSOCIATED PERSON REGISTERED 01/21/2000  • NFA ASSOCIATE MEMBER APPROVED 09/27/1999  • ASSOCIATED PERSON TEMPORARY LICENSE 09/27/1999