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Details

UBS FUND ADVISOR LLC NFA ID: 0273096

Current Status
• NFA MEMBER APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
Exemptions and No Actions
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View Exemptions and No Actions
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC1
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
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Formerly Known As
• PW FUND ADVISOR LLC
 
Business Address
1285 AVENUE OF THE AMERICAS
13TH FLOOR
NEW YORK, NY  10019
UNITED STATES
201-352-5422
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
DARYL ROBERT DEWBREYDIRECTORNO
FRANCINE HOYTCHIEF COMPLIANCE OFFICERNO
JENNIFER MAGRODIRECTORNO
JERRY PASCUCCIPRESIDENTNO
LINA RUBINDIRECTORNO
UBS AMERICAS INC YES
History
 Status Effective Date
• NFA MEMBER APPROVED01/07/2013 
• COMMODITY POOL OPERATOR REGISTERED01/07/2013 
• NFA MEMBER PENDING12/27/2012 
• COMMODITY POOL OPERATOR PENDING11/02/2012 
• NFA MEMBER WITHDRAWN04/22/2011 
• COMMODITY POOL OPERATOR WITHDRAWN04/22/2011 
• NFA MEMBER APPROVED08/14/2007 
• NFA MEMBER PENDING07/02/2007 
• NFA MEMBER WITHDRAWN03/18/2004 
• COMMODITY POOL OPERATOR REGISTERED09/17/1996 
• NFA MEMBER APPROVED09/17/1996 
• COMMODITY POOL OPERATOR PENDING07/23/1996 
• NFA MEMBER PENDING07/23/1996 
 
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