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Details

CITIGROUP GLOBAL MARKETS LIMITED NFA ID: 0291281

Current Status
• NFA MEMBER APPROVED 
• SWAP DEALER PROVISIONALLY REGISTERED 
• EXEMPT FOREIGN FIRM APPROVED 
Exempt Foreign Firm Information
 CFTC RegulationRegulator
 30.10FINANCIAL CONDUCT AUTHORITY
 Firm has consented to participate in NFA's Arbitration program
Regulatory Actions
 AgencyNumber
NFA0
CFTC1
US Exchanges0
Foreign Regulators0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total0
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Formerly Known As
• SALOMON BROTHERS INTERNATIONAL LIMITED
 
Business Address
33 CANADA SQUARE
LONDON,   E14 5LB
UNITED KINGDOM
+44 20 7508-6821
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
LEONARDO ARDUINIDIRECTORNO
JONATHAN ASQUITHDIRECTORNO
JAMES BARDRICKDIRECTORNO
SUSAN BLAIKIEDIRECTORNO
CITIGROUP INCYES
JAMES CHARLES COWLESDIRECTORNO
FRANCISCO FERNANDEZ DE YBARRAHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
JAMES A FORESEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
MARGARET LESLEY JONESDIRECTORNO
FRANK MANNIONDIRECTORNO
PETER MCCARTHYDIRECTORNO
STEVEN MORGANNO LISTED TITLENO
CHARLES DENHOLM ROSS STEWARTCHIEF COMPLIANCE OFFICERNO
DIANA TAYLORDIRECTORNO
ZDENEK TUREKDIRECTORNO
History
 Status Effective Date
• NFA MEMBER APPROVED11/15/2013 
• SWAP DEALER PROVISIONALLY REGISTERED10/09/2013 
• NFA MEMBER PENDING10/02/2013 
• SWAP DEALER PENDING10/02/2013 
• EXEMPT FOREIGN FIRM APPROVED11/20/1998 
• EXEMPT FOREIGN FIRM PENDING11/11/1998 
 
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