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STEPHEN WALSH NFA ID: 0174751 Current Status • ALSO SEE NFA ID 0279714    WALSH, STEPHEN    • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 1 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • ALSO SEE NFA ID 0279714    NORTH HILLS MANAGEMENT LLC  • PRINCIPAL WITHDRAWN 09/08/2002  • ASSOCIATED PERSON WITHDRAWN 09/08/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 09/02/2001  • PRINCIPAL APPROVED 04/18/1997  • ASSOCIATED PERSON REGISTERED 04/18/1997  • NFA ASSOCIATE MEMBER APPROVED 04/18/1997  • ASSOCIATED PERSON PENDING 03/18/1997  • NFA ASSOCIATE MEMBER PENDING 03/18/1997  • PRINCIPAL PENDING 03/18/1997  WALSH GREENWOOD & CO  • PRINCIPAL WITHDRAWN 05/26/1988  • PRINCIPAL APPROVED 04/03/1985  WALSH, STEPHEN  • PRINCIPAL APPROVED 07/03/1997  • PRINCIPAL PENDING 06/12/1997  WG TRADING COMPANY LIMITED PARTNERSHIP  • PRINCIPAL ENDED WITH WGQ LLC 12/05/2001  • ASSOCIATED PERSON WITHDRAWN 12/05/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 12/05/2001  • PRINCIPAL WITHDRAWN 12/05/2001  • PRINCIPAL COMPLETE WITH WGQ LLC 02/13/2001  • BRANCH MANAGER WITHDRAWN 01/07/1999  • BRANCH MANAGER APPROVED 07/17/1992  • ASSOCIATED PERSON REGISTERED 01/07/1992  • NFA ASSOCIATE MEMBER APPROVED 01/07/1992  • PRINCIPAL APPROVED 01/07/1992  • ASSOCIATED PERSON PENDING 01/06/1992  • NFA ASSOCIATE MEMBER PENDING 01/06/1992  • PRINCIPAL PENDING 08/05/1991