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Details

DAVID G JOHNSON NFA ID: 0003750

Current Status
• ALSO SEE NFA ID 0227714 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
• ALSO SEE NFA ID 0227714 
 
BROWN K J & CO INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/10/1987 
• ASSOCIATED PERSON WITHDRAWN 02/03/1987 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 05/15/1985 
JOHNSON DAVID G 
• PRINCIPAL WITHDRAWN 05/02/2003 
• ASSOCIATED PERSON REVOKED 05/02/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/09/2001 
• PRINCIPAL APPROVED 02/21/1990 
• ASSOCIATED PERSON REGISTERED 02/21/1990 
• NFA ASSOCIATE MEMBER APPROVED 01/12/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/12/1990 
• ASSOCIATED PERSON PENDING 01/05/1990 
• NFA ASSOCIATE MEMBER PENDING 01/05/1990 
• PRINCIPAL PENDING 01/05/1990 
JOHNSON, & MILLER INC 
• ASSOCIATED PERSON WITHDRAWN 05/11/1983 
• ASSOCIATED PERSON REGISTERED 09/10/1980 
LPL FINANCIAL LLC 
• BRANCH MANAGER WITHDRAWN 08/20/1987 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/20/1987 
• ASSOCIATED PERSON WITHDRAWN 08/20/1987 
• BRANCH MANAGER APPROVED 05/01/1987 
• BRANCH MANAGER PENDING 02/23/1987 
• ASSOCIATED PERSON REGISTERED 02/10/1987 
• NFA ASSOCIATE MEMBER APPROVED 02/10/1987 
MCKINZIE J L AND COMPANY INC 
• ASSOCIATED PERSON WITHDRAWN 08/09/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/09/1988 
• ASSOCIATED PERSON REGISTERED 10/05/1987 
• NFA ASSOCIATE MEMBER APPROVED 10/05/1987 
MI KO FUTURES INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/12/1990 
• ASSOCIATED PERSON WITHDRAWN 01/12/1990 
• ASSOCIATED PERSON REGISTERED 10/03/1988 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1988 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/01/1988 
MILLER THOMAS T 
• ASSOCIATED PERSON WITHDRAWN 06/21/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/21/2000 
• ASSOCIATED PERSON REGISTERED 03/12/1996 
• NFA ASSOCIATE MEMBER APPROVED 03/12/1996 
PIONEER COMMODITIES INC 
• BRANCH MANAGER PENDING 06/11/1985 
• ASSOCIATED PERSON WITHDRAWN 05/31/1985 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 05/21/1985 
• ASSOCIATED PERSON REGISTERED 02/28/1984 
 
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