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WILLIAM SUMNER SCOTT NFA ID: 0054540 Current Status • ALSO SEE NFA ID 0287828  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As • BILL SCOTT   Listed Principals No principals currently listed History  Status Effective Date • ALSO SEE NFA ID 0287828    • COMMODITY TRADING ADVISOR REVOKED 11/04/2011  • COMMODITY TRADING ADVISOR REGISTERED 07/08/2005  • COMMODITY TRADING ADVISOR PENDING 03/09/2005  AXIS TRADING COMPANY LLC  • BRANCH MANAGER PENDING STATUS WITHDRAWN 05/07/2008  • ASSOCIATED PERSON REGISTERED 05/06/2008  • BRANCH MANAGER PENDING 05/06/2008  • NFA ASSOCIATE MEMBER APPROVED 05/06/2008  • ASSOCIATED PERSON WITHDRAWN 05/06/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 05/06/2008  COMMODITY TRENDS INC  • ASSOCIATED PERSON WITHDRAWN 11/12/1991  • NFA ASSOCIATE MEMBER WITHDRAWN 11/12/1991  • PRINCIPAL WITHDRAWN 11/12/1991  • ASSOCIATED PERSON REGISTERED 04/30/1990  • NFA ASSOCIATE MEMBER APPROVED 04/30/1990  • ASSOCIATED PERSON PENDING 04/02/1990  • NFA ASSOCIATE MEMBER PENDING 04/02/1990  • PRINCIPAL APPROVED 04/22/1989  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/11/1988  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/11/1988  • ASSOCIATED PERSON PENDING 09/15/1988  • NFA ASSOCIATE MEMBER PENDING 09/15/1988  CREATIVE STRATEGIES INCORPORATED  • ASSOCIATED PERSON WITHDRAWN 12/01/1992  • NFA ASSOCIATE MEMBER WITHDRAWN 12/01/1992  • PRINCIPAL WITHDRAWN 12/01/1992  • NFA ASSOCIATE MEMBER APPROVED 10/21/1988  • NFA ASSOCIATE MEMBER PENDING 10/19/1988  • ASSOCIATED PERSON REGISTERED 06/05/1987  • PRINCIPAL APPROVED 06/05/1987  • PRINCIPAL PENDING 06/04/1987  • ASSOCIATED PERSON PENDING 05/18/1987  • PRINCIPAL PENDING STATUS WITHDRAWN 11/27/1984  • PRINCIPAL PENDING 11/23/1984  GLOBAL FUTURES HOLDINGS INC  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 04/08/1998  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 04/08/1998  • PRINCIPAL PENDING STATUS WITHDRAWN 04/08/1998  • ASSOCIATED PERSON PENDING 04/01/1998  • NFA ASSOCIATE MEMBER PENDING 04/01/1998  • PRINCIPAL PENDING 04/01/1998  GRANDVIEW HOLDING CORP  • ASSOCIATED PERSON WITHDRAWN 07/09/1992  • NFA ASSOCIATE MEMBER WITHDRAWN 07/09/1992  • ASSOCIATED PERSON REGISTERED 04/15/1992  • NFA ASSOCIATE MEMBER APPROVED 04/15/1992  INVESTORS RESEARCH CORP  • ASSOCIATED PERSON WITHDRAWN 08/31/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 08/31/1989  • ASSOCIATED PERSON REGISTERED 02/24/1989  • NFA ASSOCIATE MEMBER APPROVED 02/24/1989  PALMER SQUARE FUTURES L L C  • ASSOCIATED PERSON WITHDRAWN 08/30/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 08/30/1989  • PRINCIPAL WITHDRAWN 08/30/1989  • ASSOCIATED PERSON REGISTERED 03/21/1989  • NFA ASSOCIATE MEMBER APPROVED 03/21/1989  • PRINCIPAL APPROVED 03/21/1989  • ASSOCIATED PERSON PENDING 11/16/1988  • NFA ASSOCIATE MEMBER PENDING 11/16/1988  • PRINCIPAL PENDING 09/20/1988  SCHOONER TRADING COMPANY  • ASSOCIATED PERSON WITHDRAWN 06/27/1990  • NFA ASSOCIATE MEMBER WITHDRAWN 06/27/1990  • PRINCIPAL WITHDRAWN 06/27/1990  • ASSOCIATED PERSON REGISTERED 09/11/1989  • NFA ASSOCIATE MEMBER APPROVED 09/11/1989  • PRINCIPAL APPROVED 09/11/1989  SCOTT WILLIAM S  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/02/1998  • PRINCIPAL PENDING STATUS WITHDRAWN 10/02/1998  • ASSOCIATED PERSON PENDING 06/03/1998  • PRINCIPAL PENDING 06/03/1998  SCOTT, WILLIAM SUMNER  • PRINCIPAL WITHDRAWN 11/04/2011  • ASSOCIATED PERSON REVOKED 11/04/2011  • PRINCIPAL APPROVED 07/08/2005  • ASSOCIATED PERSON REGISTERED 07/08/2005  • ASSOCIATED PERSON PENDING 03/09/2005  • PRINCIPAL PENDING 03/09/2005  WORLD INVEST CORPORATION  • ASSOCIATED PERSON WITHDRAWN 03/31/1996  • NFA ASSOCIATE MEMBER WITHDRAWN 03/31/1996  • PRINCIPAL WITHDRAWN 03/31/1996  • ASSOCIATED PERSON REGISTERED 01/31/1994  • NFA ASSOCIATE MEMBER APPROVED 01/31/1994  • PRINCIPAL APPROVED 01/31/1994  • BRANCH MANAGER PENDING STATUS WITHDRAWN 10/15/1993  • ASSOCIATED PERSON PENDING 08/31/1993  • BRANCH MANAGER PENDING 08/31/1993  • NFA ASSOCIATE MEMBER PENDING 08/31/1993  • PRINCIPAL PENDING 08/31/1993  WORLD INVEST MANAGEMENT CORPORATION  • ASSOCIATED PERSON WITHDRAWN 06/14/1993  • NFA ASSOCIATE MEMBER WITHDRAWN 06/14/1993  • PRINCIPAL WITHDRAWN 06/14/1993  • ASSOCIATED PERSON REGISTERED 10/15/1992  • NFA ASSOCIATE MEMBER APPROVED 10/15/1992  • PRINCIPAL APPROVED 10/15/1992  • BRANCH MANAGER PENDING STATUS WITHDRAWN 09/10/1992  • BRANCH MANAGER PENDING 08/31/1992  • ASSOCIATED PERSON PENDING 08/14/1992  • NFA ASSOCIATE MEMBER PENDING 08/14/1992  • PRINCIPAL PENDING 08/14/1992