Skip Navigation Links

Details

WILLIAM SUMNER SCOTT NFA ID: 0054540

Current Status
• ALSO SEE NFA ID 0287828 
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
Doing Business As
• BILL SCOTT 
Listed Principals
No principals currently listed
History
 Status Effective Date
• ALSO SEE NFA ID 0287828 
 
• COMMODITY TRADING ADVISOR REVOKED11/04/2011 
• COMMODITY TRADING ADVISOR REGISTERED07/08/2005 
• COMMODITY TRADING ADVISOR PENDING03/09/2005 
AXIS TRADING COMPANY LLC 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 05/07/2008 
• ASSOCIATED PERSON REGISTERED 05/06/2008 
• BRANCH MANAGER PENDING 05/06/2008 
• NFA ASSOCIATE MEMBER APPROVED 05/06/2008 
• ASSOCIATED PERSON WITHDRAWN 05/06/2008 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/06/2008 
COMMODITY TRENDS INC 
• ASSOCIATED PERSON WITHDRAWN 11/12/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/12/1991 
• PRINCIPAL WITHDRAWN 11/12/1991 
• ASSOCIATED PERSON REGISTERED 04/30/1990 
• NFA ASSOCIATE MEMBER APPROVED 04/30/1990 
• ASSOCIATED PERSON PENDING 04/02/1990 
• NFA ASSOCIATE MEMBER PENDING 04/02/1990 
• PRINCIPAL APPROVED 04/22/1989 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/11/1988 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 10/11/1988 
• ASSOCIATED PERSON PENDING 09/15/1988 
• NFA ASSOCIATE MEMBER PENDING 09/15/1988 
CREATIVE STRATEGIES INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 12/01/1992 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/01/1992 
• PRINCIPAL WITHDRAWN 12/01/1992 
• NFA ASSOCIATE MEMBER APPROVED 10/21/1988 
• NFA ASSOCIATE MEMBER PENDING 10/19/1988 
• ASSOCIATED PERSON REGISTERED 06/05/1987 
• PRINCIPAL APPROVED 06/05/1987 
• PRINCIPAL PENDING 06/04/1987 
• ASSOCIATED PERSON PENDING 05/18/1987 
• PRINCIPAL PENDING STATUS WITHDRAWN 11/27/1984 
• PRINCIPAL PENDING 11/23/1984 
GLOBAL FUTURES HOLDINGS INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 04/08/1998 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 04/08/1998 
• PRINCIPAL PENDING STATUS WITHDRAWN 04/08/1998 
• ASSOCIATED PERSON PENDING 04/01/1998 
• NFA ASSOCIATE MEMBER PENDING 04/01/1998 
• PRINCIPAL PENDING 04/01/1998 
GRANDVIEW HOLDING CORP 
• ASSOCIATED PERSON WITHDRAWN 07/09/1992 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/09/1992 
• ASSOCIATED PERSON REGISTERED 04/15/1992 
• NFA ASSOCIATE MEMBER APPROVED 04/15/1992 
INVESTORS RESEARCH CORP 
• ASSOCIATED PERSON WITHDRAWN 08/31/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/31/1989 
• ASSOCIATED PERSON REGISTERED 02/24/1989 
• NFA ASSOCIATE MEMBER APPROVED 02/24/1989 
PALMER SQUARE FUTURES L L C 
• ASSOCIATED PERSON WITHDRAWN 08/30/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/30/1989 
• PRINCIPAL WITHDRAWN 08/30/1989 
• ASSOCIATED PERSON REGISTERED 03/21/1989 
• NFA ASSOCIATE MEMBER APPROVED 03/21/1989 
• PRINCIPAL APPROVED 03/21/1989 
• ASSOCIATED PERSON PENDING 11/16/1988 
• NFA ASSOCIATE MEMBER PENDING 11/16/1988 
• PRINCIPAL PENDING 09/20/1988 
SCHOONER TRADING COMPANY 
• ASSOCIATED PERSON WITHDRAWN 06/27/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/27/1990 
• PRINCIPAL WITHDRAWN 06/27/1990 
• ASSOCIATED PERSON REGISTERED 09/11/1989 
• NFA ASSOCIATE MEMBER APPROVED 09/11/1989 
• PRINCIPAL APPROVED 09/11/1989 
SCOTT WILLIAM S 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 10/02/1998 
• PRINCIPAL PENDING STATUS WITHDRAWN 10/02/1998 
• ASSOCIATED PERSON PENDING 06/03/1998 
• PRINCIPAL PENDING 06/03/1998 
SCOTT, WILLIAM SUMNER 
• PRINCIPAL WITHDRAWN 11/04/2011 
• ASSOCIATED PERSON REVOKED 11/04/2011 
• PRINCIPAL APPROVED 07/08/2005 
• ASSOCIATED PERSON REGISTERED 07/08/2005 
• ASSOCIATED PERSON PENDING 03/09/2005 
• PRINCIPAL PENDING 03/09/2005 
WORLD INVEST CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 03/31/1996 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/31/1996 
• PRINCIPAL WITHDRAWN 03/31/1996 
• ASSOCIATED PERSON REGISTERED 01/31/1994 
• NFA ASSOCIATE MEMBER APPROVED 01/31/1994 
• PRINCIPAL APPROVED 01/31/1994 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/15/1993 
• ASSOCIATED PERSON PENDING 08/31/1993 
• BRANCH MANAGER PENDING 08/31/1993 
• NFA ASSOCIATE MEMBER PENDING 08/31/1993 
• PRINCIPAL PENDING 08/31/1993 
WORLD INVEST MANAGEMENT CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 06/14/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/14/1993 
• PRINCIPAL WITHDRAWN 06/14/1993 
• ASSOCIATED PERSON REGISTERED 10/15/1992 
• NFA ASSOCIATE MEMBER APPROVED 10/15/1992 
• PRINCIPAL APPROVED 10/15/1992 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 09/10/1992 
• BRANCH MANAGER PENDING 08/31/1992 
• ASSOCIATED PERSON PENDING 08/14/1992 
• NFA ASSOCIATE MEMBER PENDING 08/14/1992 
• PRINCIPAL PENDING 08/14/1992 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.