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Exemptions and No Actions

GRANTHAM MAYO VAN OTTERLOO & CO LLC NFA ID: 0268035

Business Address
40 ROWES WHARF
BOSTON, MA  02110
US
(617) 330-7500
 
Firm Exemptions
ExemptionDate FiledWithdrawn DateLast Affirmed DateAffirmation Due Date
4.708/08/2007   
 
Pool Exemptions
Pool IDPool NameExemptionWithdrawn DateLast Affirmed DateAffirmation Due Date
P082058ASSET ALLOCATION TRUST4.503/30/2015  
P082058ASSET ALLOCATION TRUST4.23(c)   
P082058ASSET ALLOCATION TRUST4.12(c)(3)   
P055720GMO ACTIVE WORLD EX US EQUITY FUND A SUB FUND OF GMO FUNDS PLC4.13(a)(4)12/31/2012  
P055720GMO ACTIVE WORLD EX US EQUITY FUND A SUB FUND OF GMO FUNDS PLC4.7   
P019784GMO ALPHA ONLY FUND4.12(c)(3)   
P019784GMO ALPHA ONLY FUND4.23(c)   
P021136GMO ALTERNATIVE ASSET SPC LTD4.7   
P053618GMO ASSET ALLOCATION BOND FUND4.23(c)   
P053618GMO ASSET ALLOCATION BOND FUND4.12(c)(3)   
1 2 3 4 5 6 7
 
Delegated Pools
Pool IDPool Name
P055714GMO QUALITY INVESTMENT FUND SUB FUND OF GMO FUNDS PLC
P055716GMO EMERGING MARKETS EQUITY FUND SUB FUND OF GMO FUNDS PLC
P055717GMO GLOBAL EQUITY ALLOCATION INVESTMENT FUND SUB FUND OF GMO FUNDS PLC
P055718GMO GLOBAL REAL RETURN UCITS FUND SUB FUND OF GMO FUNDS PLC
P082058ASSET ALLOCATION TRUST
P106473GMO EMERGING DOMESTIC OPPORTUNITIES EQUITY FUND A SUB FUND OF GMO FUNDS PLC
 
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