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Exemptions and No Actions

KS GLOBAL STRATEGIES INC NFA ID: 0266963

Business Address
333 CROWN ROAD
KENTFIELD, CA  94904
US
415 461-1232
 
Firm Exemptions
ExemptionDate FiledWithdrawn DateLast Affirmed DateAffirmation Due Date
4.14(a)(8)01/09/2015 01/15/201603/01/2017
 
Pool Exemptions
Pool IDPool NameExemptionWithdrawn DateLast Affirmed DateAffirmation Due Date
P004110KSGS GLOBAL OPPORTUNITIES LP4.13(a)(3) 01/15/201603/01/2017
P017740SOPHIA GLOBAL EQUITY FUND LP4.13(a)(3) 01/15/201603/01/2017
P017740SOPHIA GLOBAL EQUITY FUND LP4.706/28/2013  
 
 
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