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FCM Customer Segregated Funds Report

UBS FINANCIAL SERVICES INC NFA ID: 0001366

For more information on the line items, place your cursor over the description.
For a full list of terms and definitions used in the report, view the financial reports definitions.
 
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 2/15/2017
Total Amount in Segregation$116,253,295
Amount Required to be Segregated$85,692,556
Excess (deficiency) Funds in Segregation$30,560,739
  
Percentage of Funds in Segregated Accounts: 
Cash at Banks74.9%
Funds at DCOs and other FCMs9.5%
Customer Owned Securities at Banks, DCOs and other FCMs15.5%
Investments of Customer Funds at Banks, DCOs and other FCMs0%
Cash on Hand0%
Total100%
  
Percentage of Investments of Customer Funds at Banks, DCOs and other FCMs in: 
US Government Securities0%
Bank Certificates of Deposit0%
Money Market Mutual Funds0%
Municipal Securities0%
Government Sponsored Enterprise Securities0%
  
Percentage of Investments of Customer Funds at Banks, DCOs and other FCMs Held Pursuant to an Agreement to Resell: 
US Government Securities0%
Bank Certificates of Deposit0%
Money Market Mutual Funds0%
Municipal Securities0%
Government Sponsored Enterprise Securities0%
 
 
Depository Info:
Based on the firm?s most recent monthly report dated 12/31/2016, the firm maintained domestic customer segregated funds at a depository which is an affiliate of the firm.
 
 
Percentage of Funds in Segregated Accounts:
As the percentages for funds in segregated accounts represent all assets, a negative value for an individual line item may be shown. For example, this could be due to cash overdrafts at banks or variation margin amounts owed to a DCO or FCM.
 
 
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