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GARY NELSON THOMPSON NFA ID: 0183373 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date APACHE TRADING CORPORATION  • ASSOCIATED PERSON WITHDRAWN 05/15/1986  • NFA ASSOCIATE MEMBER WITHDRAWN 05/15/1986  • ASSOCIATED PERSON REGISTERED 03/13/1986  • NFA ASSOCIATE MEMBER APPROVED 03/13/1986  CAPITOL COMMODITY SERVICES INCORPORATED  • ASSOCIATED PERSON WITHDRAWN 05/02/1995  • NFA ASSOCIATE MEMBER WITHDRAWN 05/02/1995  • ASSOCIATED PERSON REGISTERED 11/07/1994  • NFA ASSOCIATE MEMBER APPROVED 11/07/1994  • ASSOCIATED PERSON PENDING 10/21/1994  • NFA ASSOCIATE MEMBER PENDING 10/21/1994  CENTRUST GROUP INC  • ASSOCIATED PERSON WITHDRAWN 02/06/1997  • NFA ASSOCIATE MEMBER WITHDRAWN 02/06/1997  • ASSOCIATED PERSON REGISTERED 04/17/1996  • NFA ASSOCIATE MEMBER APPROVED 02/07/1996  • ASSOCIATED PERSON TEMPORARY LICENSE 02/07/1996  • ASSOCIATED PERSON PENDING 02/05/1996  • NFA ASSOCIATE MEMBER PENDING 02/05/1996  CHILMARK COMMODITIES CORP  • ASSOCIATED PERSON WITHDRAWN 10/07/1988  • NFA ASSOCIATE MEMBER WITHDRAWN 10/07/1988  • ASSOCIATED PERSON REGISTERED 06/10/1987  • NFA ASSOCIATE MEMBER APPROVED 06/10/1987  EBH GROUP INC  • ASSOCIATED PERSON WITHDRAWN 06/09/1987  • NFA ASSOCIATE MEMBER WITHDRAWN 06/09/1987  • ASSOCIATED PERSON REGISTERED 12/10/1986  • NFA ASSOCIATE MEMBER APPROVED 12/10/1986  ELLIOTT GREGORY WILLIAM  • ASSOCIATED PERSON WITHDRAWN 08/22/1995  • BRANCH MANAGER WITHDRAWN 08/22/1995  • NFA ASSOCIATE MEMBER WITHDRAWN 08/22/1995  • ASSOCIATED PERSON REGISTERED 07/11/1995  • BRANCH MANAGER APPROVED 07/11/1995  • BRANCH MANAGER PENDING 05/19/1995  • NFA ASSOCIATE MEMBER APPROVED 04/02/1995  • ASSOCIATED PERSON TEMPORARY LICENSE 04/02/1995  EQUIVEST GROUP INC  • ASSOCIATED PERSON WITHDRAWN 10/31/1986  • NFA ASSOCIATE MEMBER WITHDRAWN 10/31/1986  • ASSOCIATED PERSON REGISTERED 04/22/1986  • NFA ASSOCIATE MEMBER APPROVED 04/22/1986  FIRST NATIONAL MONETARY CORP  • ASSOCIATED PERSON WITHDRAWN 11/12/1985  • NFA ASSOCIATE MEMBER WITHDRAWN 11/12/1985  • ASSOCIATED PERSON REGISTERED 09/06/1985  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON TEMPORARY LICENSE 07/19/1985  • ASSOCIATED PERSON PENDING 07/08/1985  FIRST NATIONAL TRADING CORPORATION  • ASSOCIATED PERSON WITHDRAWN 12/01/1989  • NFA ASSOCIATE MEMBER WITHDRAWN 12/01/1989  • ASSOCIATED PERSON REGISTERED 01/06/1989  • NFA ASSOCIATE MEMBER APPROVED 10/11/1988  • ASSOCIATED PERSON TEMPORARY LICENSE 10/11/1988  GREENE WORLD TRADE LTD  • ASSOCIATED PERSON WITHDRAWN 08/24/1997  • NFA ASSOCIATE MEMBER WITHDRAWN 08/24/1997  • PRINCIPAL WITHDRAWN 08/24/1997  • ASSOCIATED PERSON REGISTERED 03/27/1997  • PRINCIPAL APPROVED 03/27/1997  • NFA ASSOCIATE MEMBER APPROVED 02/19/1997  • ASSOCIATED PERSON TEMPORARY LICENSE 02/19/1997  • PRINCIPAL PENDING 02/18/1997  • ASSOCIATED PERSON PENDING 02/10/1997  • NFA ASSOCIATE MEMBER PENDING 02/10/1997  JCC INC  • ASSOCIATED PERSON WITHDRAWN 01/31/1986  • NFA ASSOCIATE MEMBER WITHDRAWN 01/31/1986  • ASSOCIATED PERSON REGISTERED 12/10/1985  • NFA ASSOCIATE MEMBER APPROVED 12/10/1985  LOCKHART GARRY WAYNE  • ASSOCIATED PERSON WITHDRAWN 09/12/1994  • BRANCH MANAGER WITHDRAWN 09/12/1994  • NFA ASSOCIATE MEMBER WITHDRAWN 09/12/1994  • ASSOCIATED PERSON REGISTERED 08/24/1994  • BRANCH MANAGER APPROVED 08/24/1994  • NFA ASSOCIATE MEMBER APPROVED 08/24/1994  • ASSOCIATED PERSON PENDING 07/05/1994  • BRANCH MANAGER PENDING 07/05/1994  • NFA ASSOCIATE MEMBER PENDING 07/05/1994  SCHALLER HENRY ALBERT II  • ASSOCIATED PERSON WITHDRAWN 01/31/1996  • BRANCH MANAGER WITHDRAWN 01/31/1996  • NFA ASSOCIATE MEMBER WITHDRAWN 01/31/1996  • ASSOCIATED PERSON REGISTERED 11/10/1995  • BRANCH MANAGER APPROVED 11/10/1995  • NFA ASSOCIATE MEMBER APPROVED 11/10/1995  • ASSOCIATED PERSON PENDING 09/05/1995  • BRANCH MANAGER PENDING 09/05/1995  • NFA ASSOCIATE MEMBER PENDING 09/05/1995  SECTOR FINANCIAL SERVICES LLC  • ASSOCIATED PERSON WITHDRAWN 02/27/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 02/27/2001  • ASSOCIATED PERSON REGISTERED 11/08/2000  • NFA ASSOCIATE MEMBER APPROVED 11/08/2000  • ASSOCIATED PERSON PENDING 10/20/2000  • NFA ASSOCIATE MEMBER PENDING 10/20/2000  SUN COAST COMMODITIES INC  • ASSOCIATED PERSON WITHDRAWN 03/25/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 03/25/2002  • ASSOCIATED PERSON REGISTERED 07/06/2001  • ASSOCIATED PERSON PENDING 04/09/2001  • NFA ASSOCIATE MEMBER PENDING 04/09/2001  • NFA ASSOCIATE MEMBER APPROVED 03/26/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 03/26/2001  UBS FINANCIAL SERVICES INC  • ASSOCIATED PERSON WITHDRAWN 10/16/1991  • NFA ASSOCIATE MEMBER WITHDRAWN 10/16/1991  • ASSOCIATED PERSON REGISTERED 08/22/1990  • NFA ASSOCIATE MEMBER APPROVED 06/21/1990  • ASSOCIATED PERSON TEMPORARY LICENSE 06/21/1990  WESTAR TRADING CORPORATION  • ASSOCIATED PERSON WITHDRAWN 06/23/1990  • NFA ASSOCIATE MEMBER WITHDRAWN 06/23/1990  • ASSOCIATED PERSON REGISTERED 01/22/1990  • NFA ASSOCIATE MEMBER APPROVED 12/04/1989  • ASSOCIATED PERSON TEMPORARY LICENSE 12/04/1989  WINS WORLD TRADE INC  • ASSOCIATED PERSON WITHDRAWN 01/16/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 01/16/2001  • PRINCIPAL WITHDRAWN 11/17/2000  • ASSOCIATED PERSON REGISTERED 11/04/1997  • NFA ASSOCIATE MEMBER APPROVED 11/04/1997  • PRINCIPAL APPROVED 11/04/1997  • ASSOCIATED PERSON PENDING 09/19/1997  • NFA ASSOCIATE MEMBER PENDING 09/19/1997  • PRINCIPAL PENDING 09/19/1997