| LFG LLC |
| ASSOCIATED PERSON WITHDRAWN | 04/17/1998 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/17/1998 |
| ASSOCIATED PERSON REGISTERED | 10/22/1997 |
| NFA ASSOCIATE MEMBER APPROVED | 09/22/1997 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 09/22/1997 |
| ASSOCIATED PERSON PENDING | 09/12/1997 |
| NFA ASSOCIATE MEMBER PENDING | 09/12/1997 |
| TOP STEP TRADING INC |
| ASSOCIATED PERSON WITHDRAWN | 09/11/2002 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/31/2000 |
| ASSOCIATED PERSON REGISTERED | 12/09/1999 |
| NFA ASSOCIATE MEMBER APPROVED | 08/05/1999 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/05/1999 |
| ASSOCIATED PERSON PENDING | 08/05/1999 |
| NFA ASSOCIATE MEMBER PENDING | 08/05/1999 |