| FLOOR BROKER WITHDRAWN | 05/01/1996 |
| FLOOR BROKER REGISTERED | 10/13/1995 |
| FLOOR BROKER PENDING | 08/24/1995 |
| ACCESS ON LINE FUT & OPT BROKERS INC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 08/21/1998 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/21/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 08/17/1998 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 08/17/1998 |
| FOX INC |
| ASSOCIATED PERSON WITHDRAWN | 08/09/2000 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/09/2000 |
| ASSOCIATED PERSON REGISTERED | 05/08/2000 |
| ASSOCIATED PERSON PENDING | 04/14/2000 |
| NFA ASSOCIATE MEMBER PENDING | 04/14/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 04/11/2000 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/11/2000 |
| LFG LLC |
| ASSOCIATED PERSON WITHDRAWN | 07/22/1998 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/22/1998 |
| ASSOCIATED PERSON REGISTERED | 06/13/1996 |
| NFA ASSOCIATE MEMBER APPROVED | 04/30/1996 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/30/1996 |
| TOP STEP TRADING INC |
| ASSOCIATED PERSON WITHDRAWN | 03/11/2000 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/11/2000 |
| ASSOCIATED PERSON REGISTERED | 12/16/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 10/23/1998 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/23/1998 |
| ASSOCIATED PERSON PENDING | 10/15/1998 |
| NFA ASSOCIATE MEMBER PENDING | 10/15/1998 |