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AEGIS FINANCIAL LLC NFA ID: 0271161 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 4 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 1 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Business Address 208 S LASALLE STREET SUITE 1666 CHICAGO, IL  60604 UNITED STATES (312) 236-1050 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER WITHDRAWN 03/31/2004  • INTRODUCING BROKER WITHDRAWN 03/31/2004  • NFA MEMBER SUSPENDED 02/23/2004  • INTRODUCING BROKER REGISTERED 05/30/2002  • FUTURES COMMISSION MERCHANT WITHDRAWN 05/30/2002  • INTRODUCING BROKER PENDING 04/29/2002  • NFA MEMBER APPROVED 06/26/1996  • FUTURES COMMISSION MERCHANT REGISTERED 06/26/1996  • FUTURES COMMISSION MERCHANT PENDING 04/30/1996  • NFA MEMBER PENDING 04/30/1996