Details

RICHARD BRIAN BERTSCHE NFA ID: 0256290 Current Status NO CURRENT STATUS Trading Privileges No trading privileges Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 1 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date • FLOOR BROKER WITHDRAWN 07/09/1999  • FLOOR BROKER REGISTERED 11/20/1998  • FLOOR BROKER PENDING 08/11/1998  • FLOOR TRADER WITHDRAWN 06/11/1995  • FLOOR TRADER REGISTERED 06/24/1994  • FLOOR TRADER PENDING 05/11/1994  OP WIZ INC  • ASSOCIATED PERSON WITHDRAWN 06/07/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 06/07/2000  • ASSOCIATED PERSON REGISTERED 04/04/2000  • NFA ASSOCIATE MEMBER APPROVED 04/04/2000  TOP STEP TRADING INC  • ASSOCIATED PERSON WITHDRAWN 06/16/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 06/16/2000  • PRINCIPAL WITHDRAWN 06/16/2000  • PRINCIPAL APPROVED 01/06/2000  • PRINCIPAL PENDING 12/23/1999  • ASSOCIATED PERSON REGISTERED 06/22/1999  • NFA ASSOCIATE MEMBER APPROVED 05/07/1999  • ASSOCIATED PERSON TEMPORARY LICENSE 05/07/1999  • ASSOCIATED PERSON PENDING 04/19/1999  • NFA ASSOCIATE MEMBER PENDING 04/19/1999