Retail Off-Exchange Foreign Currency (Forex)
 
Rules Resources
Bylaw 306. Forex Dealer Members

Bylaw 1301. Schedule of Dues and Assessments

Compliance Rule 2-36. Requirements for Foreign Currency Futures or Options Transactions

Compliance Rule 2-39. Soliciting, Introducing, or Managing Off-Exchange Retail Forex Transactions or Account.

Compliance Rule 2-40. Bulk Assignment or Liquidation of Forex Positions; Cessation of Customer Business

Code of Arbitration Section 1(m)

Financial Requirement Section 11. Forex Dealer Member Financial Requirements

Financial Requirement Section 12. Security Deposits for Forex Transactions with Forex Dealer Members

Financial Requirements Section 14. Assets Covering Liabilities to Retail Forex Customers

Financial Requirements Section 15. Forex Dealer Member Internal Financial Controls.

Forex Online Learning Program

Trading in the Retail Off-Exchange Foreign Currency Market - What Investors Need to Know

Forex Transactions: A Regulatory Guide

Forex Reporting

Forex Investor Alert - August 2003

Forex Investor Alert - February 2007

Interpretive Notices Notices to Members
Forex Transactions

NFA Compliance Rule 2-36(e): Supervision of the Use of Electronic Trading Systems

NFA Compliance Rule 2-40: Procedures for the Bulk Assignment or Liquidation of Forex Positions; Cessation of Customer Business

I-07-40: Effective Date of New Section 15 to NFA Financial Requirements and Related Amendments to the Interpretive Notice Entitled "Forex Transactions"

I-07-39: Effective Date of Amendments to NFA Financial Requirements Section 11 and the Interpretive Notice Entitled "Forex Transactions"

I-07-29: Effective Date of Forex Dues and Assessments: Amendments to NFA Bylaws 1301, 1302 and 1303 and the Interpretive Notice Regarding Forex Transactions

I-07-24: Effective Date of Amendments to Financial Requirements Section 11 and the Related Interpretive Notice Regarding Forex Transactions

I-07-23: Effective Date of New Financial Requirements Section 14: Assets Covering Liabilities to Retail Forex Customers

I-07-19: Effective Date of New Interpretive Notice Governing Electronic Trading Systems Used for Forex Transactions

I-07-16: Effective Date of Amendments to the Interpretive Notice Regarding Forex Transactions

I-07-15: Effective Date of New Compliance Rule 2-40 Regarding the Bulk Assignment or Liquidation of Forex Positions

I-07-14: Effective Date of Amendments to Forex Requirements

I-07-05: Effective Date of New Alternative Capital Requirement for Forex Dealer Members

I-06-13: Forex Dealer Member Requirements for Weekly Forex Reports and Bankruptcy Disclosure

I-06-09: Effective Date of Amendments to NFA Financial Requirements Sections 1, 5, and 11

I-06-08: Change in Forex Member Dues

I-05-13: Effective Date of Amendments to NFA Forex Requirements

 
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