Member Advisories

Compliance

	Member Advisories
	Forex
	Audits
	Financial Surveillance
	Investigations
	Rule Enforcement
	Promotional Material Review
	Disclosure Document Review
	Trade Practice and Market Surveillance
	Enhanced Supervision/Telemarketing
	Sales Practice Rules
	Issues for FCMs & IBs
	Issues for CPOs & CTAs
	Compliance Publications
	Security Futures Products
	Joint Audit Committee

	Electronic Filings

	WinJammer
	Easy File (1-FR-IB Filers)
	Easy File (Pool Filers)
	Easy File (FOREX Filers)
	Disclosure Documents
	Promotional Material
	Segregated Funds Investments
	FOREX Reporting
	Annual Questionnaire
	Exemptions
	Complaints

Member Advisories

2006 | 2005 | 2004 | 2003

July 13, 2006
Enforcement/Compliance Contact Information Requirement

June 16, 2006
Increases in Minimum Net Capital Requirements

April 27, 2006
NFA announces Issues and Answers meeting in New York

March 6, 2006
NFA announces Web seminar to help CPOs file pool financial statements using EasyFile

February 16, 2006
NFA announces Issues and Answers meeting in San Francisco

January 24, 2006
Filing deadline for CPOs who did not operate a commodity pool in calendar year 2005

January 17, 2006
NFA announces Web seminar

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.

�2003-2008 National Futures Association