Member Advisories

Compliance

	Member Advisories
	Forex
	Audits
	Financial Surveillance
	Investigations
	Rule Enforcement
	Promotional Material Review
	Disclosure Document Review
	Trade Practice and Market Surveillance
	Enhanced Supervision/Telemarketing
	Sales Practice Rules
	Issues for FCMs & IBs
	Issues for CPOs & CTAs
	Compliance Publications
	Security Futures Products
	Joint Audit Committee

	Electronic Filings

	WinJammer
	Easy File (1-FR-IB Filers)
	Easy File (Pool Filers)
	Easy File (FOREX Filers)
	Disclosure Documents
	Promotional Material
	Segregated Funds Investments
	FOREX Reporting
	Annual Questionnaire
	Exemptions
	Complaints

Member Advisories

2006 | 2005 | 2004 | 2003

November 1, 2005
New Enhancements to the Annual Questionnaire

October 10, 2005
NFA offers EasyFile training to CPOs

May 27, 2005
Upfront fees may require FCMs and IBs to provide customers with additional disclosure

May 6, 2005
Common Registration Deficiencies

March 18, 2005
Reminder to use NFA's electronic system for filing pool financial statements

March 16, 2005
NFA Wants Your Opinion!

January 26, 2005
CFTC Provides Annual Report Guidance to Commodity Pool Operators

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.

�2003-2009 National Futures Association