National Futures Association

Compliance

	Member Advisories
	Forex
	Audits
	Financial Surveillance
	Investigations
	Rule Enforcement
	Promotional Material Review
	Disclosure Document Review
	Trade Practice and Market Surveillance
	Enhanced Supervision/Telemarketing
	Sales Practice Rules
	Issues for FCMs & IBs
	Issues for CPOs & CTAs
	Compliance Publications
	Security Futures Products
	Joint Audit Committee

	Electronic Filings

	WinJammer
	Easy File (1-FR-IB Filers)
	Easy File (Pool Filers)
	Easy File (FOREX Filers)
	Disclosure Documents
	Promotional Material
	Segregated Funds Investments
	FOREX Reporting
	Annual Questionnaire
	Exemptions
	Complaints

WinJammer^TM Support

Contact any of the following members of the WinJammer^TM
support team with questions:

Brian Rothfuss

brothfuss@nfa.futures.org

Matt Lange
Compliance
800-621-3570, ext. 1432
mlange@nfa.futures.org

Andrew Ohst
Information Systems
800-621-3570, ext. 1364
aohst@nfa.futures.org

Vince Tabor
Information Systems
800-621-3570, ext. 1363
vtabor@nfa.futures.org

NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the futures markets.

Š2003-2009 National Futures Association