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NFA Leadership

There are more than 350 individuals in NFA's corporate headquarters located at 300 South Riverside Plaza, Suite 1800, Chicago, Illinois 60606-6615, telephone (312) 781-1300 and fax (312) 781-1467. Additionally, more than 90 individuals work in NFA's New York Office located at One New York Plaza, Suite 4300, New York, New York 10004, telephone (212) 608-8660 and fax (212) 964-3913.

Listed below are the officers and individuals representing key functional areas of the organization.



Officers

Daniel J. Roth
President and
Chief Executive Officer
(312) 781-1390

Daniel A. Driscoll
Executive Vice President,
Chief Operating Officer
(312) 781-1320

David L. Hawrysz
Senior Vice President,
CFO and Treasurer
(312) 781-1385

Thomas W. Sexton, III
Senior Vice President,
General Counsel and Secretary
(312) 781-1413

Regina G. Thoele
Senior Vice President,
Compliance
(312) 781-1327

Karen K. Wuertz
Senior Vice President,
Strategic Planning and Development
(312) 781-1335

Yvette Christman
Vice President,
Registration
(312) 781-1427

Edward Dasso, III
Vice President,
Market Regulation
(312) 781-1677

Timothy McHenry
Vice President,
Information Systems
(312) 781-1425

Jamila Piracci
Vice President,
OTC Derivatives
(212) 513-6014


Arbitration

Heather Cook
Manager
(312) 781-1481


Communications and Education

Larry A. Dyekman
Director
(312) 781-1372


Compliance

John Brand
Managing Director
(312) 781-1465

Dale Spoljaric
Managing Director
(312) 781-7415

Patricia Cushing
Director,
Audit Management and Education
(312) 781-1403

Sharon Pendleton
Director
(312) 781-1401

Silmar Ramirez
Director,
Examinations
(312) 781-7410

Jennifer Sunu
Director,
Examinations
(312) 781-1402

Cheryl Tulino
Director,
Examinations
(212) 513-6020

Tracey Hunt
Associate Director,
In-Office Team
(312) 781-1284

Joe Jorgensen
Associate Director,
Risk Management
(312) 781-7819

Mary McHenry
Associate Director,
Promotional Material and
Disclosure Documents
(312) 781-1420

Victoria McLaughlin
Associate Director,
Compliance Systems and
Project Management
(312) 781-7442

Valerie O'Malley
Associate Director,
Investigations
(312) 781-1290

Diane Seidel
Associate Director,
Examinations
(312) 781-1573


General Counsel

Michael J. Crowley
Associate General Counsel
(312) 781-1388

Ronald V. Hirst
Associate General Counsel
(312) 781-1394 

Carol A. Wooding
Associate General Counsel
(312) 781-1409

Heather O'Hara
Assistant General Counsel
(312) 781-1404

Philip Raleigh
Assistant General Counsel
(312) 781-1405

Mary Alice Patton
Legal Support Manager
(312) 781-1485


Human Resources

Nancy C. Bohanon
Managing Director
(312) 781-1444

Carrie E. Baffes
Director, Compensation and Benefits
(312) 781-1407


Information Systems

Steve E. Earl
Managing Director
(312) 781-1354

Patricia Finnegan
Director
(312) 781-1367

Vince Tabor
Director
(312) 781-1363

Sharon Mason
Associate Director
(312) 781-1353


Market Regulation

Jane Croessmann
Managing Director
(312) 781-1568

Michael Abramowitz
Associate Director
(312) 781-1675

Daniel Unti
Associate Director
(312) 781-1325


Registration

Michelle Hawrysz
Senior Manager
(312) 781-1461

Chris Brettman
Manager
(312) 781-1451


Office of Professional Development

Kurt A. Krueger
Director
(312) 781-1329


OTC Derivatives

David Mengle
Senior Risk Advisor
(212) 513-6023

Radcliffe Allen
Director
(212)346-5634

Shuna Awong
Director
(212) 513-6057

Michael Brosius
Director
(312) 781-7475

Thomas Gisonda
Director
(212) 346-5622

Veronica Jedzejec
Associate Director
(212) 513-6032

Dan Dan Liu
Associate Director
(212) 513-6019

 

Treasurer's Office

Michael Saturley
Director
(312) 781-1386

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