Home > About NFA > Committees > Business Conduct Committee

Business Conduct Committee

Dorothy E. Bossung
Executive Vice President
Lowery Asset Consulting LLC
Chicago, Ill.
(term ending February 2015)

Thomas L. Casey
Chicago, Ill.
(term ending February 2015)

Frank A. Gelber
Chief Financial Officer
Gelber Group LLC
Chicago, Ill.
(term ending February 2015)

William Gerlesits
Head of Futures Compliance
Newedge USA LLC
Chicago, Ill.
(term ending February 2015)

Maureen C. Guilfoile
General Counsel
ABN AMRO Clearing Chicago
Chicago, Ill.
(term ending February 2017)

Armand Nakkab
Managing Director
JP Morgan Ventures Energy Corporation
New York, N.Y.
(term ending February 2017)

James P. O'Hara
Director of Compliance
Lighthouse Partners LLC
Chicago, Ill.
(term ending February 2017)

Scott K. Shaw
Managing Director
BNY Mellon
New York, N.Y.
(term ending February 2017)

Eric S. Wolff
Chicago, Ill.
(term ending February 2015) 

File a Complaint

You can file a complaint online. Be sure to include as much information as you can.

File a Complaint

Check Broker / Firm Information (BASIC)

You can check the registration status and disciplinary history of any futures firm or individual.

Begin Search

Get Updates Via Email

Subscribe to receive NFA communications such as Notices to Members, press releases and Web updates via email.

 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.
Site Index | Contact NFA | News Center | FAQs | Career Opportunities | Industry Links | Home
© National Futures Association All Rights Reserved. | Disclaimer and Privacy Policy