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Compliance and Risk Committee

Mark G. Bagan
President and Chief Executive Officer
Minneapolis Grain Exchange
Minneapolis, Minn.

Maureen Downs
President
Rosenthal Collins Group LLC
Chicago, Ill.

Steven Felsenthal
Chief Compliance Officer
The Millburn Corporation
New York, N.Y.

Paul J. Georgy
President
Allendale Inc.
McHenry, Ill.

Carl W. Gilmore
Managing Director
Knight Capital Americas LLC
Chicago, Ill.

Douglas E. Harris
Managing Director
Promontory Financial Group LLC
New York, N.Y.

Oliver Jakob
International Chief Risk Officer
Mitsubishi UFJ Securities Holdings Co., Ltd.
New York, N.Y.

James R. Klingler
Senior Vice President, Alternative Investments
Wells Fargo Advisors LLC
St. Louis, Mo.

Charles P. Nastro
New York, N.Y.

Maureen O'Rourke
Compliance Officer
Dearborn Capital Management LLC
Chicago, Ill.

Gary M. Rosen
Managing Director
Head of Citi Markets Compliance
Citigroup Global Markets Inc.
New York, N.Y.

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