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Telemarketing Procedures Waiver Committee

Calogero B. Carcione
Managing Director
FC Stone LLC
Chicago, Ill.
(term ending February 2014)

Terrence B. Clarke
Compliance Officer
E-Trade
Chicago, Ill.
(term ending February 2014)

Franklin A. Gelber
Chief Financial Officer
Gelber Group LLC
Chicago, Ill.
(term ending February 2014)

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