NFA offers a mediation alternative during the arbitration process in cases where the total amount of the arbitration claim is less than $150,000. Mediation is a settlement process where the parties work together with a mediator to find a solution they can live with. Settling a dispute through mediation can also save the parties time and money. 

NFA offers a list of mediation services that may be useful to you.

File a Claim

Individuals have the option of filing their arbitration claim online.

File a Customer Claim OR  Member Claim

Check Registration Status of Potential Respondents

Respondents in NFA arbitration cases must be current or former members of NFA, or an employee of an NFA Member.

Check Status

Search the Code of Arbitration or Member Arbitration Rules

You can search the Code of Arbitration and Member Arbitration Rules by section, Rule number and/or keywords.

Search OR View the entire Manual.
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