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NFA offers a mediation alternative during the early stages of the arbitration process. Mediation is a process where the parties work together with a mediator to reach a mutually agreeable settlement. Settling a dispute through mediation can also save the parties time and money. 

Mediation for NFA's cases is provided by:

Joan Protess and Associates
33 North Dearborn Street, Suite 500
Chicago, Illinois 60602
(312) 553-5559
Contact: Joan Protess

File a Claim

Individuals have the option of filing their arbitration claim online.

File a Customer Claim OR  Member Claim

Check Registration Status of Potential Respondents

Respondents in NFA arbitration cases must be current or former members of NFA, or an employee of an NFA Member.

Check Status

Search the Code of Arbitration or Member Arbitration Rules

You can search the Code of Arbitration and Member Arbitration Rules by section, Rule number and/or keywords.

Search OR View the entire Manual.
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