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Forex Issues

Retail Off-Exchange Foreign Currency (Forex) trading by Commodity Trading Advisors

Effective November 30, 2008, NFA Member CTAs that have Forex only programs must provide a Disclosure Document to potential customers prior to accepting a new client account. In addition, Members that have programs trading both Forex and futures must now include additional language in their Disclosure Documents.

NFA Rules	Resources
NFA Compliance Rule 2-36. Requirements for Forex Transactions NFA Bylaw 1507(b)	Registration Overview for Retail Foreign Exchange Dealers and Forex IB, CTA and CPO Applicants Forex Transactions: A Regulatory Guide Disclosure Documents: A Guide for CPOs and CTAs

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